0001415889-17-001840.txt : 20171121
0001415889-17-001840.hdr.sgml : 20171121
20171121194105
ACCESSION NUMBER: 0001415889-17-001840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171121
FILED AS OF DATE: 20171121
DATE AS OF CHANGE: 20171121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRIOLO WILLIAM
CENTRAL INDEX KEY: 0001536676
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34761
FILM NUMBER: 171218167
MAIL ADDRESS:
STREET 1: 18872 MACARTHUR BLVD.
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AutoWeb, Inc.
CENTRAL INDEX KEY: 0001023364
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 330711569
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
BUSINESS PHONE: 9492254500
MAIL ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL INC
DATE OF NAME CHANGE: 20100628
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL INC
DATE OF NAME CHANGE: 20010905
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL COM INC
DATE OF NAME CHANGE: 19981230
4
1
form4-11212017_041154.xml
X0306
4
2017-11-21
0001023364
AutoWeb, Inc.
AUTO
0001536676
FERRIOLO WILLIAM
18872 MACARTHUR BLVD.
SUITE 200
IRVINE
CA
92612
false
true
false
false
EVP, CHIEF OPERATING OFFICER
Common Stock
2017-11-21
4
M
0
6134
4.80
A
264889
D
Stock Options (Right to Buy)
4.80
2017-11-21
4
M
0
6134
0
D
2018-01-20
Common Stock
6134
0
D
Includes (a) 8,333 shares of restricted stock that will vest on April 23, 2018; (b) 100,000 shares of restricted stock with restrictions lapsing as follows: (i) restriction on 50,000 shares shall lapse upon the weighted average closing price for Common Stock at or above $30 per share for 30 consecutive trading days and (ii) restrictions on remaining 50,000 shares shall lapse upon the weighted average closing price for Common Stock at or above $45 per share for 30 consecutive trading days; and (c) 70,000 shares of restricted stock that will vest 33 1/3% on each anniversary commencing September 27, 2018.
Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.
/s/ GLENN E. FULLER, Attorney-in-Fact
2017-11-21