0001181431-15-006233.txt : 20150429 0001181431-15-006233.hdr.sgml : 20150429 20150429212437 ACCESSION NUMBER: 0001181431-15-006233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150427 FILED AS OF DATE: 20150429 DATE AS OF CHANGE: 20150429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOBYTEL INC CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 FORMER COMPANY: FORMER CONFORMED NAME: AUTO BY TEL CORP DATE OF NAME CHANGE: 19960920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRIOLO WILLIAM CENTRAL INDEX KEY: 0001536676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 15814857 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 4 1 rrd423007.xml X0306 4 2015-04-27 0 0001023364 AUTOBYTEL INC ABTL 0001536676 FERRIOLO WILLIAM AUTOBYTEL INC. 18872 MACARTHUR BLVD., SUITE 200 IRVINE CA 92612 0 1 0 0 EVP Consumer Acquisitions Warrant (Right to Purchase) 4.65 2015-04-27 4 S 0 400000 5.35 D 2013-09-16 2019-09-16 Common Stock 400000 0 I Derivative Securities Convertible Subordinated Promissory Note 4.65 2015-04-27 4 S 0 1 10775180 D 2013-09-30 2015-09-30 Common Stock 1075268 0 I Derivative Securities On April 27, 2015, the two corporate entities in which Reporting Person is an officer, director and 50% shareholder sold warrants to acquire an aggregate of 400,000 shares of common stock, in a private transaction with an unrelated third party, at a sale price of $5.35 per warrant. Derivative securities were held jointly by two corporate entities in which Reporting Person is an officer, director and 50% shareholder. Reporting Person disclaimed beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. On April 27, 2015, the two corporate entities in which Reporting Person is an officer, director and 50% shareholder sold the convertible subordinated promissory note, which is convertible into an aggregate of 1,075,268 shares of common stock, in a private transaction with an unrelated third party, for an aggregate sale price of $10,775,180 for the entire note. /s/ Diana L. Hayes, attorney-in-fact 2015-04-29