0001181431-15-006233.txt : 20150429
0001181431-15-006233.hdr.sgml : 20150429
20150429212437
ACCESSION NUMBER: 0001181431-15-006233
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150427
FILED AS OF DATE: 20150429
DATE AS OF CHANGE: 20150429
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTOBYTEL INC
CENTRAL INDEX KEY: 0001023364
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 330711569
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
BUSINESS PHONE: 9492254500
MAIL ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL INC
DATE OF NAME CHANGE: 20010905
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL COM INC
DATE OF NAME CHANGE: 19981230
FORMER COMPANY:
FORMER CONFORMED NAME: AUTO BY TEL CORP
DATE OF NAME CHANGE: 19960920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRIOLO WILLIAM
CENTRAL INDEX KEY: 0001536676
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34761
FILM NUMBER: 15814857
MAIL ADDRESS:
STREET 1: 18872 MACARTHUR BLVD.
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
rrd423007.xml
X0306
4
2015-04-27
0
0001023364
AUTOBYTEL INC
ABTL
0001536676
FERRIOLO WILLIAM
AUTOBYTEL INC.
18872 MACARTHUR BLVD., SUITE 200
IRVINE
CA
92612
0
1
0
0
EVP Consumer Acquisitions
Warrant (Right to Purchase)
4.65
2015-04-27
4
S
0
400000
5.35
D
2013-09-16
2019-09-16
Common Stock
400000
0
I
Derivative Securities
Convertible Subordinated Promissory Note
4.65
2015-04-27
4
S
0
1
10775180
D
2013-09-30
2015-09-30
Common Stock
1075268
0
I
Derivative Securities
On April 27, 2015, the two corporate entities in which Reporting Person is an officer, director and 50% shareholder sold warrants to acquire an aggregate of 400,000 shares of common stock, in a private transaction with an unrelated third party, at a sale price of $5.35 per warrant.
Derivative securities were held jointly by two corporate entities in which Reporting Person is an officer, director and 50% shareholder. Reporting Person disclaimed beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
On April 27, 2015, the two corporate entities in which Reporting Person is an officer, director and 50% shareholder sold the convertible subordinated promissory note, which is convertible into an aggregate of 1,075,268 shares of common stock, in a private transaction with an unrelated third party, for an aggregate sale price of $10,775,180 for the entire note.
/s/ Diana L. Hayes, attorney-in-fact
2015-04-29