-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IcNPGHhA+2RWHzUGXYgfR0WyFINF1D5JVC9OmGoL4P+UZkx2sgr6IZzc3g8ilUgf 4r/b02LMkSJBWLZtPrHcSA== 0001181431-09-014949.txt : 20090310 0001181431-09-014949.hdr.sgml : 20090310 20090310211822 ACCESSION NUMBER: 0001181431-09-014949 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090301 FILED AS OF DATE: 20090310 DATE AS OF CHANGE: 20090310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ozima Wesley CENTRAL INDEX KEY: 0001458093 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22239 FILM NUMBER: 09671079 BUSINESS ADDRESS: BUSINESS PHONE: 949-225-4500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BOULEVARD CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOBYTEL INC CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: AUTO BY TEL CORP STREET 2: 18872 MACARTHUR BLVD 2ND FL CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 FORMER COMPANY: FORMER CONFORMED NAME: AUTO BY TEL CORP DATE OF NAME CHANGE: 19960920 3 1 rrd236991.xml FORM 3 - INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0203 3 2009-03-01 0 0001023364 AUTOBYTEL INC ABTL 0001458093 Ozima Wesley 18872 MACARTHUR BLVD. 2ND FLOOR IRVINE CA 92612 0 1 0 0 Vice President and Controller Common Stock 10286 D Common Stock 15000 D Employee Stock Option (Right to Buy) 7.00 2014-09-01 Common Stock 20000 D Employee Stock Option (Right to Buy) 4.86 2015-05-31 Common Stock 10000 D Employee Stock Option (Right to Buy) 2.99 2016-08-14 Common Stock 7500 D Employee Stock Option (Right to Buy) 3.13 2017-11-13 Common Stock 3000 D Employee Stock Option (Right to Buy) 1.06 2018-09-29 Common Stock 15000 D Employee Stock Option (Right to Buy) .35 2019-03-03 Common Stock 37500 D Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% vested and became exercisable on 09/01/2005 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% vested and became exercisable on 05/31/2006 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% vested and became exercisable on 08/14/2007 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% vested and became exercisable on 11/13/2008 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary. Award to reporting person of restricted stock in transaction exempt under Rule 16b-3. Restrictions on 33 1/3% shall lapse on 09/29/2009 and restrictions on remaining restricted stock awarded shall lapse on 1/36 of the restricted stock awarded at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary of the award date. Lapse of restrictions is contingent upon reporting person's continued employment with the Company. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% shall vest and become exercisable on 09/29/2009 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% shall vest and become exercisable on 03/03/2010 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary of the grant date. In addition to the foregoing time vesting requirements, 1/3 of the options can be exercised only if the closing price of the Company's common stock exceeds two times the exercise price over a consecutive 30-day trading period; and 1/3 of the options can be exercised only if the closing price for the Company's common stock exceeds three times the exercise price over a consecutive 30-day trading period. /s/ Glenn E. Fuller, attorney-in-fact for Wesley Ozima 2009-03-10 -----END PRIVACY-ENHANCED MESSAGE-----