0001140361-14-005086.txt : 20140206 0001140361-14-005086.hdr.sgml : 20140206 20140206171107 ACCESSION NUMBER: 0001140361-14-005086 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOBYTEL INC CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 FORMER COMPANY: FORMER CONFORMED NAME: AUTO BY TEL CORP DATE OF NAME CHANGE: 19960920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNLAP BRET CENTRAL INDEX KEY: 0001583798 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 14580977 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 3/A 1 doc1.xml FORM 3/A X0206 3/A 2013-09-30 2013-10-07 0 0001023364 AUTOBYTEL INC ABTL 0001583798 DUNLAP BRET 18872 MACARTHUR BLVD., SUITE 200 IRVINE CA 92612 0 1 0 0 SVP Mobile Inducement Stock Option Grant 7.17 2020-09-30 Common Stock 29547 D Inducement Stock Option Grant 7.17 2020-09-30 Common Stock 29547 D Inducement Stock Option Grant 7.17 2020-09-30 Common Stock 29547 D Grant to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. Options have two vesting criteria: (i) level of achievement of performance goals based on revenue and gross profit of the Company's acquired mobile solutions operations for the calendar year 2014; and (ii) subject to the level of achievement of the applicable year's performance goals, time-based vesting, with 1/3 of options vesting on the date the performance achievement is determined for the applicable year and 1/36 of options vesting at the end of each successive monthly anniversary thereafter for the following 24 months ending on the 3rd anniversary of the date performance achievement is determined for the applicable year. Grant to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. Options have two vesting criteria: (i) level of achievement of performance goals based on revenue and gross profit of the Company's acquired mobile solutions operations for the calendar year 2015; and (ii) subject to the level of achievement of the applicable year's performance goals, time-based vesting, with 1/3 of options vesting on the date the performance achievement is determined for the applicable year and 1/36 of options vesting at the end of each successive monthly anniversary thereafter for the following 24 months ending on the 3rd anniversary of the date performance achievement is determined for the applicable year. Grant to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. Options have two vesting criteria: (i) level of achievement of performance goals based on revenue and gross profit of the Company's acquired mobile solutions operations for the calendar year 2016; and (ii) subject to the level of achievement of the applicable year's performance goals, time-based vesting, with 1/3 of options vesting on the date the performance achievement is determined for the applicable year and 1/36 of options vesting at the end of each successive monthly anniversary thereafter for the following 24 months ending on the 3rd anniversary of the date performance achievement is determined for the applicable year. /s/ Glenn E. Fuller, as attorney-in-fact 2014-02-06