0001140361-14-002665.txt : 20140121 0001140361-14-002665.hdr.sgml : 20140120 20140121133141 ACCESSION NUMBER: 0001140361-14-002665 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140113 FILED AS OF DATE: 20140121 DATE AS OF CHANGE: 20140121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOBYTEL INC CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 FORMER COMPANY: FORMER CONFORMED NAME: AUTO BY TEL CORP DATE OF NAME CHANGE: 19960920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUPREE PHILLIP W. CENTRAL INDEX KEY: 0001596001 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 14537574 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD., SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 3 1 doc1.xml FORM 3 X0206 3 2014-01-13 0 0001023364 AUTOBYTEL INC ABTL 0001596001 DUPREE PHILLIP W. 18872 MACARTHUR BLVD., SUTIE 200 IRVINE CA 92612 0 1 0 0 EVP, President Dealer Services Inducement Stock Option Grant 13.62 2021-01-13 Common Stock 40000 D Grant to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. Options have two vesting criteria: (i) level of achievement of performance goals based on revenue and gross margin of the Company's Retail Dealer Services Group for the calendar year 2014; and (ii) subject to the level of achievement of the applicable year's performance goals, time-based vesting, with 1/3 of options vesting on 1st anniversary of the date the performance achievement is determined for the applicable year and 1/36 of options vesting at the end of each successive monthly anniversary thereafter for the following 24 months ending on the 3rd anniversary of the date performance achievement is determined for the applicable year. /s/ Glenn E. Fuller, as attorney-in-fact 2014-01-21