0001140361-13-017622.txt : 20130426 0001140361-13-017622.hdr.sgml : 20130426 20130426182335 ACCESSION NUMBER: 0001140361-13-017622 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130424 FILED AS OF DATE: 20130426 DATE AS OF CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SKOCILIC JOHN J JR CENTRAL INDEX KEY: 0001574854 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 13788646 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOBYTEL INC CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 FORMER COMPANY: FORMER CONFORMED NAME: AUTO BY TEL CORP DATE OF NAME CHANGE: 19960920 3 1 doc1.xml FORM 3 X0206 3 2013-04-24 0 0001023364 AUTOBYTEL INC ABTL 0001574854 SKOCILIC JOHN J JR C/O AUTOBYTEL INC. 18872 MACARTHUR BLVD., SUITE 200 IRVINE CA 92612 0 1 0 0 SVP, Technology Common Stock 6309 D Employee Stock Option (Right to Buy) 69.50 2014-02-27 Common Stock 2400 D Employee Stock Option (Right to Buy) 71.45 2014-04-09 Common Stock 1000 D Employee Stock Option (Right to Buy) 14.95 2016-08-14 Common Stock 1500 D Employee Stock Options (Right to Buy) 5.30 2018-09-29 Common Stock 5000 D Employee Stock Option (Right to Buy) 1.75 2019-03-03 Common Stock 7500 D Employee Stock Option (Right to Buy) 3.10 2019-09-22 Common Stock 7500 D Employee Stock Option (Right to Buy) 5.45 2020-05-13 Common Stock 7000 D Employee Stock Option (Right to Buy) 4.80 2018-01-20 Common Stock 7980 D Employee Stock Option (Right to Buy) 5.50 2018-07-19 Common Stock 3000 D Employee Stock Option (Right to Buy) 3.80 2018-12-07 Common Stock 1000 D Employee Stock Option (Right to Buy) 3.90 2019-01-10 Common Stock 7404 D Employee Stock Option (Right to Buy) 4.00 2020-01-24 Common Stock 4047 D Employee Stock Option (Right to Buy) 4.19 2020-04-24 Common Stock 5000 D Grant on 2/27/2004 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. All of these options are fully vested and exercisable. Grant on 4/9/2004 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. All of these options are fully vested and exercisable. Grant on 8/14/2006 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. All of these options are fully vested and exercisable. Grant on 9/29/2008 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. All of these options are fully vested and exercisable. Grant on 3/3/2009 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. All of these options are fully vested and exercisable. Grant on 9/22/2009 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. All of these options are fully vested and exercisable. Grant on 5/13/2010 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% vest and become exercisable on 1st anniversary of grant date, and 1/36 vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on 3rd anniversary of grant date. Grant on 1/20/2011 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. Options have two vesting criteria: (i) percentage achievement of Company performance goals based on 2011 revenues and EBITDA; and (ii) subject to achievement of Company performance goals, time-based vesting, with 1/3 of options vesting on 1st anniversary of grant date and 1/36 of options vesting at end of each successive monthly anniversary thereafter for the following 24 months ending on 3rd anniversary of grant date. Grant on 7/19/2011 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% vest and become exercisable on 1st anniversary of grant date, and 1/36 vest and become exercisable at end of each successive monthly anniversary thereafter for the following 24 months ending on 3rd anniversary of grant date. Grant on 12/7/2011 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% vest and become exercisable on 1st anniversary of grant date, and 1/36 vest and become exercisable at end of each successive monthly anniversary thereafter for the following 24 months ending on 3rd anniversary of grant date. Grant on 1/10/2012 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. Options have two vesting criteria: (i) percentage achievement of Company performance goals based on 2012 revenues and EBITDA; and (ii) subject to achievement of Company performance goals, time-based vesting, with 1/3 of options vesting on 1st anniversary of grant date and 1/36 of options vesting at the end of each successive monthly anniversary thereafter for the following 24 months ending on 3rd anniversary of grant date. Grant on 1/24/2013 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. Options have two vesting criteria: (i) percentage achievement of Company performance goals based on 2013 revenues and EBITDA; and (ii) subject to achievement of Company performance goals, time-based vesting, with 1/3 of options vesting on 1st anniversary of grant date and 1/36 of options vesting at the end of each successive monthly anniversary thereafter for the following 24 months ending on 3rd anniversary of grant date. Grant on 4/24/2013 to Reporting Person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% vest and become exercisable on 1st anniversary of grant date, and 1/36 vest and become exercisable at end of each successive monthly anniversary thereafter for the following 24 months ending on 3rd anniversary of grant date. /s/ Glenn E. Fuller as Attorney-in-Fact for Reporting Person 2013-04-26