0001140361-13-003330.txt : 20130128 0001140361-13-003330.hdr.sgml : 20130128 20130128151007 ACCESSION NUMBER: 0001140361-13-003330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130128 DATE AS OF CHANGE: 20130128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ozima Wesley CENTRAL INDEX KEY: 0001458093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 13551375 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BOULEVARD CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOBYTEL INC CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 FORMER COMPANY: FORMER CONFORMED NAME: AUTO BY TEL CORP DATE OF NAME CHANGE: 19960920 4 1 doc1.xml FORM 4 X0306 4 2013-01-24 0 0001023364 AUTOBYTEL INC ABTL 0001458093 Ozima Wesley AUTOBYTEL INC. 18872 MACARTHUR BLVD., SUITE 200 IRVINE CA 92612 0 1 0 0 VP & Controller Employee Stock Option (Right to Buy) 4.00 2013-01-24 4 A 0 3828 0 A 2020-01-24 Common Stock 3828 3828 D Employee Stock Option (Right to Buy) 4.00 2013-01-24 4 A 0 2500 0 A 2020-01-24 Common Stock 2500 2500 D Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. Options have two vesting criteria: (i) percentage achievement of Company performance goals based on 2013 revenues and EBITDA; and (ii) subject to achievement of Company performance goals, time-based vesting, with 1/3rd of options vesting on the first anniversary of the grant date and 1/36 of options vesting at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary of the grant date. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% shall vest and become exercisable on 1/24/2014 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary of the grant date. /s/ Glenn E. Fuller as Attorney-in-Fact for Reporting Person 2013-01-28