0001140361-11-057118.txt : 20111212 0001140361-11-057118.hdr.sgml : 20111212 20111212203841 ACCESSION NUMBER: 0001140361-11-057118 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111207 FILED AS OF DATE: 20111212 DATE AS OF CHANGE: 20111212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRIOLO WILLIAM CENTRAL INDEX KEY: 0001536676 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 111257320 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOBYTEL INC CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 FORMER COMPANY: FORMER CONFORMED NAME: AUTO BY TEL CORP DATE OF NAME CHANGE: 19960920 3 1 doc1.xml FORM 3 X0204 3 2011-12-07 0 0001023364 AUTOBYTEL INC ABTL 0001536676 FERRIOLO WILLIAM AUTOBYTEL INC. 18872 MACARTHUR BLVD., SUITE 200 IRVINE CA 92612 0 1 0 0 SVP Consumer Acq & Product Dev Employee Stock Option (Right to Buy) 0.84 2018-09-17 Common Stock 250000 D Employee Stock Option (Right to Buy) 0.96 2018-01-20 Common Stock 54404 D Warrant (Right to Purchase) 0.93 2013-09-16 2019-09-16 Common Stock 2000000 I Derivative Securities Convertible Subordinated Promissory Note 0.93 2013-09-30 2015-09-30 Common Stock 5376344 I Derivative Securities Employee Stock Option (Right to Buy) 0.76 2018-12-07 Common Stock 50000 D Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% shall vest and become exercisable on 9/17/2011 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 50% shall vest and become exercisable on 1/20/2012 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary of the grant date. In addition to the foregoing time vesting requirements, 50% of the options can be exercised only if the Company meets performance targets based on revenue and EBITDA. Derivative securities held jointly by two corporate entities in which Reporting Person is an officer, director and 50% shareholder. Reporting Person disclaims beneficial ownership of 50% of the number of shares reported. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% shall vest and become exercisable on 12/7/2012 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary. /s/ Glenn E. Fuller as Attorney-in-Fact for William Ferriolo 2011-12-08