0001140361-11-057118.txt : 20111212
0001140361-11-057118.hdr.sgml : 20111212
20111212203841
ACCESSION NUMBER: 0001140361-11-057118
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111207
FILED AS OF DATE: 20111212
DATE AS OF CHANGE: 20111212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRIOLO WILLIAM
CENTRAL INDEX KEY: 0001536676
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34761
FILM NUMBER: 111257320
MAIL ADDRESS:
STREET 1: 18872 MACARTHUR BLVD.
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTOBYTEL INC
CENTRAL INDEX KEY: 0001023364
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 330711569
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
BUSINESS PHONE: 9492254500
MAIL ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL INC
DATE OF NAME CHANGE: 20010905
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL COM INC
DATE OF NAME CHANGE: 19981230
FORMER COMPANY:
FORMER CONFORMED NAME: AUTO BY TEL CORP
DATE OF NAME CHANGE: 19960920
3
1
doc1.xml
FORM 3
X0204
3
2011-12-07
0
0001023364
AUTOBYTEL INC
ABTL
0001536676
FERRIOLO WILLIAM
AUTOBYTEL INC.
18872 MACARTHUR BLVD., SUITE 200
IRVINE
CA
92612
0
1
0
0
SVP Consumer Acq & Product Dev
Employee Stock Option (Right to Buy)
0.84
2018-09-17
Common Stock
250000
D
Employee Stock Option (Right to Buy)
0.96
2018-01-20
Common Stock
54404
D
Warrant (Right to Purchase)
0.93
2013-09-16
2019-09-16
Common Stock
2000000
I
Derivative Securities
Convertible Subordinated Promissory Note
0.93
2013-09-30
2015-09-30
Common Stock
5376344
I
Derivative Securities
Employee Stock Option (Right to Buy)
0.76
2018-12-07
Common Stock
50000
D
Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% shall vest and become exercisable on 9/17/2011 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary.
Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 50% shall vest and become exercisable on 1/20/2012 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary of the grant date. In addition to the foregoing time vesting requirements, 50% of the options can be exercised only if the Company meets performance targets based on revenue and EBITDA.
Derivative securities held jointly by two corporate entities in which Reporting Person is an officer, director and 50% shareholder. Reporting Person disclaims beneficial ownership of 50% of the number of shares reported.
Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% shall vest and become exercisable on 12/7/2012 and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary.
/s/ Glenn E. Fuller as Attorney-in-Fact for William Ferriolo
2011-12-08