Delaware
|
|
1-34761
|
|
33-0711569
|
|
||
(State or other jurisdiction of incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer Identification No.)
|
|
||
18872 MacArthur Boulevard, Suite 200, Irvine, California
|
|
92612-1400
|
|
||||
(Address of principal executive offices)
|
|
(Zip Code)
|
|
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 1.01.
|
Entry into a Material Definitive Agreement.
|
Item 3.03.
|
Material Modification to Rights of Security Holders.
|
Item 9.01.
|
Financial Statements and Exhibits.
|
|
|
|
Exhibit
No. |
|
Description
|
|
|
|
4.1
|
|
Amendment No. 1 to Tax Benefit Preservation Plan, dated as of April 14, 2014, between Autobytel Inc. and Computershare Trust Company, N.A., as rights agent.
|
Date: April 15, 2014
|
|||
|
|
Autobytel Inc., a Delaware corporation
|
|
|
|
By:
|
/s/ Glenn E. Fuller
|
|
|
|
Glenn E. Fuller, Executive Vice President, Chief Legal and Administrative Officer and Secretary
|
|
|
|
Exhibit No.
|
|
Description
|
|
|
|
4.1
|
|
Amendment No. 1 to Tax Benefit Preservation Plan, dated as of April 14, 2014, between Autobytel Inc. and Computershare Trust Company, N.A., as rights agent.
|
|
|
|
(a)
|
Paragraph (a), clause (i) of Section 7 of the Plan is amended in its entirety to read as follows:
|
(b)
|
Paragraph (a), clause (iv) of Section 7 of the Plan is amended in its entirety to read as follows:
|
(c)
|
The last sentence of paragraph (a) of Section 7 of the Plan is amended in its entirety to read as follows:
|
(d)
|
The first sentence of paragraph (b) of Section 7 of the Plan is amended in its entirety to read as follows;
|
(e)
|
Each of the Legend and paragraph one of the Form of Right Certificate, attached as Exhibit A to the Plan, is amended so that the references to “May 26, 2014” are replaced with “May 26, 2017”.
|
AUTOBYTEL INC.
|
|||
|
|||
By: |
/s/ Glenn E. Fuller
|
|
|
Glenn E. Fuller
|
|
||
Executive Vice President, Chief Legal and
Administrative Officer and Secretary
|
|
||
|
|||
|
|
||
|
|
||
COMPUTERSHARE TRUST COMPANY, N.A.
|
|||
|
|
||
By: |
/s/ Dennis V. Moccia
|
|
|
Name: Dennis V. Moccia
|
|
||
Title: Manager, Contract Administration
|
|
&;-[#Q!JVDPBTBN;BXG4 M-%80NWF3.2[N00"%'L/[3^!^S3^T./\`JAGBX_\`E`U#FOAG_@B"\`!+3] MDP'@_P#"/^(^#U_Y'3Q)7ETL)AGPA7Q\H+VRQ-*"EK=1E2K21N,7\D>I5Q M6(CQ70P2F_8O#U9N/1RC5HQ3]4I27S/>;'7OC9X>_;-^+6L^.OVDO@=%^RCH M_P`$[2^T7X(3:GI>F?%3X?:TLVD&Z\2:U,UE'/%IKH;]5>>^>(&^@_=+\I3\ MZ_@'\?O'/[7?_!0/]H^[U;]N&7X6?!?]FKXX^'OA]\"O@%\./$GA?3M%^.JQ MP%M6?5;F:*6[U>VOY;951+60LAO66)XMB[\[P?X(\'_$G_@O+^V[X#^('AK1 M?&/@KQ9^P#H>B^)O"_B/3XM5T+7;.;4?!2RVUU;2`I)&XX*,"#Z5Y5_P3_\` MV9OV<_#G[0O_``56\A.$#V:?:+:`JMNR895(((!'VN'R_+<%EV*KU_]X^IX9Q<:-*T56E25_>=G M-WY95&E)Q _'+X/>"/B-XKV?\`"+^`/%_Q,T3PUXV\2>:Q M2/\`L_2KFY2ZN-[*P7RHVR0<9KY<_P""@G_!07XXAL(A9W&ZXCM9LNH4+RS+_`#J_ ML(_"GQ+^TC^QKJ?Q`\<_\$HM%_;<\:?M(^(?&&O_`!!_:_\`$/[0'PX\*?%+ M7-4NM=U73Y[G0SJ41U/P_+9?9D1$MC#&\T+7"1F*=%.I^WE^RSXK^'?_``1_ M_94\2?M:_"OPS%^V;X%^*'AGX&^)OB#J[:1XM^(4?A.SUSQ8-!T63Q!:2SK- M:#37T\B)9WZ_O,R;ZVPO`N083B##9;F.*]HUB%0J4U.DY3?O7DHTZKJ4Z:<' M&?.H37-!I7;C'#%<;YYB\AQ&99?AO9IT'6IU'"JHP7NVC)U*2ISFU-2CR.4' MRR5VDI2_HO\`VF_'/Q,\=^!_@[J_[('[4O[/WP[D7]I+0M)^(GBSQAXBT;Q# MX=\=>'5L=4?5O!^DW!M+Z+^V;MY-+GABC$,XCM92)HP2'^J?$_Q=^%'@B/Q/ M-XS^)OP]\(P^"=)BU_QG+XG\::;H$?A"PG=8X+[5&GF06MO(SHJ33[$8N`&) M(%?A?_P5H^!GP:_9^^"W_!/WP3\#_ACX(^%'A"\_X*U_#'Q%>>&O`7AVV\-: M+<7\^B>+()KQ[>!50S/':VZ,^-Q6!!G"BN?NOV=_A1^T;_P7J_:'\/\`QL\( MZ+\2OA]X)_9+\,>/X?AKXOLEU[P)K^N0MH^E:=?:KI,I:TOA96VKZPL45W%* MBR7^]0K(-WAT.'\MQN5TL9*M*.'A3Q%6ZI0]K)4ZM*'+)J23;Y_=;;4.ETVC MVJ^?9E@\SJ8.%&,L1.I0I6=2?LXNI3JSYHIQNDN35))SZV:1^Z+?M#_`%/A> MOQO?XX_!]?@L\0G3XOM\3-$7X7,AD\D./$'VG[`1YGR9\[&[C.>*]"\+^+/" M_CCP_I/BSP5XDT'Q?X5UZT74-"\3>%M8MO$'A_6K=\[)[2]@=X9HVP&S*< M'FOYN_V2_P!A[]FCQ3_P53_X*._"OQ%\)_!OB#X`?L_?\(5XL^&7[.7B+0(- M?^!7AS7OB%X;M+K6= #-N5@AO&2)8UBB"?&GCSXA^,/V7 M/V2/^"]'PE^`>H3?#CP'\-OVJ=`T'P!I7AN(0P_#O3?'.LIH_B2TTL !L#C<2L!E>*FZ[6%G[\$HJGBY4E!-QE)N<%5@Y M-+E>J232;PEQKC\'A_KV8X6"HIXF'N3;DYX6-1S:3BDH3=*:BF^9:-MINW]9 MOAK]H?X`>-/'NM?"KP=\ " MY>[@V'(;S8UVD8.*]AW#&[M7\E?Q?_8K^.WB3]GOX>>%/V2?^"0.@_LY_'+X M6ZKX7\9?!G]K+PC^T]\*=3^(RWNC7ME M:K:-;SZU]NM8[H_Z3.\(GN(9 M50K&L9_K!T:;4KC1=*N-9M$L-7GTVWGU6QCD66.SN7B1IX5=2RL$ (LDR_*J=&M@,4JBFYQ<.>C.<>3EM-^QJ5(J,U+W4VI)QDG=)-_0"UN MK6:4VELEHB0QS([O>J5$A3RG^H/V/?VC_#7[6_[,OP7_`&B?"\MFUG\3O!%I MJ^K6-B)?L^@:Q$&M-=TH&3YS]BU&WOK3< 'OVG?VP?V/=*\'_`!F^&7PV M\8^);G]K?]ESP1\ .>.S MU&8^5()8A]/F7"$L+PN_]E<<50A3KSJ7^-5&_:4[7?\`!C*B]DTXUF[Z6^9R M[BR.)XE3>)4L-6G4HPI_R.FER5+V7\64:JW=U*BE;6_]"GAKQEX0\:6U]>^# M_%/AWQ99:7JDNB:E>>&=;MM>M=/O8%C:>SGD@=UCGC$L1>)R'42H2HW#/BGQ MK_:H^"_P3^%WQ.^)^N>/O!&IQ?#+0O$5W=^&;/QUI%MKFN:KX:TYM1O_``[: M)).!_:8!MXS:G]XC7<.Y!O7/Y8_\$!U,?[/W[8L+@QS0_P#!1CXC)+"P*21D M:5X15E93R""K#GH1[5\J?"_X/?`SXY_L9?\`!;KQMXZ^'O@#XG7GPY_;J_:> M\;_";Q-K^BVGB23PG?\`_"&>'KB+5=%NG5O*D+V5G*L\)&?L\3!CA37G0X3P M.'SO%X+&UIRH8>I1@W&*O+VLDE]I):O77:[6IZ,N*<=B,GPN,PE*"K5Z=6:4 MI.T?9J_2+;T79*]D]#]Y/V2?VJ/`7[6'P6^&7Q3\.:CX4TWQ'X[^'.D^/_$/ MPRTCQW9>,_$/P\.JV\ #?BS\:_A_H$/A[QY)I M_B&XTR+5-2O]5MU2X,L[74EJEP7\R.;5ED1ED"L/N/\`:=_X)9?L%_#O_@G9 M\4X?!'PC\`^`_%GP9^`&I_$OP5^T?HFCVFF_&FWUSPUHT^M6&MWWBN-%U"Y6 M>ZLT>>`S"-XYF2%8-L)BUQ7#604\7* (\]J82,(T:4Z]/#TZ]5RG**DJBGRQA:%E)JG)RDTH1;2 M2:;:_:S6?&7A#P[?6&F>(/%7AS0M2U6RO=2TO3]9URUTN^U*VTV%;C4;BWAE M=7DCM8F62=T!6).5!S7">#/V@_@)\1_"_B3QS\//C=\(O'G@GP:\T?B_QC MX,^)6B^*?"WA1K=&EN%U/4+:YD@M3$BN[B=T*JI)P`37\W/B/P_-^W=X]_X- M[[#]IF+6=9A^*GP8^*'B/XKV%W=M:S_$]-"\*^&-8A.J,F!+::U+HMA "]D3"[PR^C?%C]@C]E^3_@L_\``CX2>&_A3X/\"_`OQI^R==_%;XK_``&\ M"Z%;^$?@U\6-1\-ZYJL&CKK7AVS$5E-#% *P^8XN<<3[*M6ER4XR@HT*U6E**;G%RE-4FXNRC%M7;3O$?%V:5Y.O@,+" M6']K1I)SG*,W*O2I5(R:4)*,8.JE)7;:O9)JTOWWT+Q)^SU^T_X*_M;POKOP M:_:'^'3WTEG_`&GH.J:'\6_!3W4042P^?"UQ:F5`Z[DSN`89`R*^7?%WPJ_X M)4>`_B#HO@/QY\-O^">_@SXJ>))8IO#G@SQAX.^&_ASX@Z[([!(6LM-N(4O) MV9E54,2,20`#7YG:[X>T']AG_@HA^WE#^R=X#T'X ?\$@M3_:BM_A1X%T M2#1/`=[XV\+:WJ&F:)<66A6Z)9PYCMF3R8HE5I+^Z?&Z>4MZC_P3C_X)S_L4 M_&S]@OX9?$;XT_"CX??M*?$_]IGPC$WXQ?&_XCZ9'XN^*VHZYK\T\NJV]G MXFD+:CITVGRM)8M)87$$IGL9978SO)(SGERC"O-)8ZO'!3]ER1II*HW5A* M;YUSQ@E!1:T=ZCM91][E4,VQF:XI98L%0EC(>U M(O'K2W]II\4=E"D:DQI)=1O++'#,8XXG(1RH4P?'WXN^,_BY^R'XN\5_L@_M M(_`+X0?%Z?2_#M_8?$WQQXOT?Q1\./AK/>WNG7%[9:Q.]K>0(\UJUY:1>?:E MFEFC(5#AE_F\F\,^&_B[_P`$0?VO/$7Q6\,Z'\5_&G[%/QBUK]F[]F3X_P#C M/1H]<\?IX,TWQ)X-FL7T_6)@TBQ(NLWUA']D*0);6D4"@>2RC]"/^"I/[/OP M.^`W_!$CX\Q?!?X3^`?A:OC7PQ\-=>\8)X%\,6OAP>)+Y?$?A@+=WPA1?-E` MEE^=\M\[<\FO5APMEF%QV!P=:K*>.ECO8. /+4YG&2NY.4 M):),\N?$V8XG!XW&4J<88*."590C-PJ1;5=/EG&*M+FI\JDG9)*<=6T?T%>' M_%&B:C>:CX63Q3X=UGQGX3M;)/&NC:5JUO=:MH4UW;+/`][9HWFVPN%#2Q"5 M$WH +_``I/XDN_!L'B;P_/XPT_2TUN_P#"D.LVTOB6QLI'6..\FL`_ MGI"S.BB5D"$N`&Y%?CA\;8+;]E/_`(+$?LV?'47EUI7P[_;X^&.I?LM_$HF* M1?#T/C/P\MMJ7@Z^O)`-K7FH1I9:-:*P+*L-QMPC3,OY0_M!?$/XBZM^P=_P M4I_X*-^%+4:=J'[=G[2ND?`7P+XUT"^6WU70_@QX7U4>#+"Y2Y+$VCZRUG>Z M==H&, 28_#RW@I9G+#3I8BU*O&@H2<4E[:K5=*5-JZ^#V=:>FKC"/ MNKF37MYAQB\MCB(5:%ZM"59SBI._LJ5)5(U%I]M5*,-=(RG+5\K3_JM\)?M# M_`#Q]XX\0?#'P)\@_XU^)7A(R#Q5\//"/Q,T3Q)XY\,F)MD@U#2+>Y>ZM] MK$*WG1K@G!Q7L(.>G/ZU_*#\:_V-OV@=4^%7PTL/V3/^",/AG]E_X[?!+Q9X M?\<_"3X]^%?VG?AJ_C".YT2ZMY98_$5_!-!?:TEW!'+&_P#:5S*?,E63)*E6 M_JY@ >C.<7#EM)^QJ5(J,^;W4VI)QDM4E)^MD&<8_,YUZ6.P[IN"@U+DK0C)2YK MQ7MJ=.3E!Q]YI--2B]&W%?EE_P`%./VYOB]^RGIWPA^'G[+O@+P?\7/VFOB_ M>^)/$F@?#CQ;8:CJ]I)X4\%^&]1\0>)M0CMK&[MIFN0+>SAM8FE7[0\DRQI* MZ%1]M_LQ?'WPO^U#^SY\(OV@O!\?V?0OBKX'LO%2:8;I+Z;0;N1#%J6ES3)A M6FL;R*[LY64`&2U?`K^=WX;?\%#?`NL_\%&_VK?VMO%/P0_:\^.'@+PKX=B_ M9$_9?U+X#_L^7'Q,\"V.@Z-J4UUXOU*;4(Y8XGFU3588;FV=&,RV5V4F`5HH MXNM_X)/_`+3]O\,=3_;Z_93\#_#3XD^`M!\%1^)OVOOV-_A9\;?!>I^!?'O_ M``C.I^>;[PZVDW4K.+33]27388'BE=KAM1O9&D+!B/K '%"&%<<70C M2J3J-_&JK:G!J^GL>:BMM&JTF[6M\IEW%\*W$+J3Q2EA:\JE.%-+X'22<)IV MU]MRU7OJG225[W_H.U[]H3X">%?B%I'PC\3_`!N^$/ASXK^(/*_L'X8Z]\2M M%T?XA:V)SMA-GHLURMY-O/"^7$VX],U^:/\`P24_:Y^('QU^&G[0MY^T;\7M M(\0^,=*_;K\<_!GX50^(/[%\*:I -_$OQA^ M*WQ#T6'7_B5=:@?%VO:3YNG:X<7VCR/;65K.&TN6T82W#3`AVWU^8G[-7P7U MG6?^"0?[4?Q:^&6LZOKWQ4_8;_X*::O^U/\`"WQ9'(MW?Z^?!FA>!'U2\O97 M4O)%)ICWVI2`8:2:P@+;E#HW5A>%LA5',LC5>7UBG7H4)59TXI1FYU(.5-\S M:A*:2ES6?(E)WU4>?$\39[*KEV=>QC["I0K5XTX5)-R@H4Y\LTXI.<8.\6KK MG;CIHY?VHZ_XL\+>%4TE_$_B30/#:Z]K<'AK0FU_6+;1TUK4KD2-;:?:&5U\ MZYE$4IC@CW2.(FVJ=IQ\G_LO:E\<=*_X:8UG]HK]H/X,_%CPWIOQVUZ?X9W7 MP]N].M;7X-^$K=4EM?#WB:XALK1(]1L8VW7!N6GD4.I>=L@U^?NK^/\`PS_P M4._X*(_L,6GA'3TUW]G_`/9K_9YM_P!OOQ%/K#;H;GQ/XVM8+/X=:=>VB%A; MZII2$ZU"'8;=L^6^15D_._P+^RM\8OVQ/V-/^"M/P?\`@;K>G6GC6/\`X*]^ M.?&Q\':UJ WBNBQ+<2K:W$+3LL)N=/M1))`I-S#XV7\ M+X>=',\1&C*:H.JYTXR=%5*TH1M*Z<7R14Y6LG&45)I7:];'<3XB>,57+L M/*M&+K*DH5)159TZ,9R]U*TESR<(_$U*,FDW9/\`J-^%OQW^"'QQM-6O_@I\ M9/A5\8+'0;E++7+SX6_$/2/B#::--(9!'#=RV%Q,L+MY4N%D*D^6W'RG&