0001019687-15-004292.txt : 20151120
0001019687-15-004292.hdr.sgml : 20151120
20151120180529
ACCESSION NUMBER: 0001019687-15-004292
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150427
FILED AS OF DATE: 20151120
DATE AS OF CHANGE: 20151120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTOBYTEL INC
CENTRAL INDEX KEY: 0001023364
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 330711569
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
BUSINESS PHONE: 9492254500
MAIL ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL INC
DATE OF NAME CHANGE: 20010905
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL COM INC
DATE OF NAME CHANGE: 19981230
FORMER COMPANY:
FORMER CONFORMED NAME: AUTO BY TEL CORP
DATE OF NAME CHANGE: 19960920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klose Margarita Rosales
CENTRAL INDEX KEY: 0001658971
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34761
FILM NUMBER: 151247763
MAIL ADDRESS:
STREET 1: C/O AUTOBYTEL, INC.
STREET 2: 18872 MACARTHUR BLVD, #200
CITY: IRVINE
STATE: CA
ZIP: 92612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klose Pieters Juan Christian
CENTRAL INDEX KEY: 0001640995
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34761
FILM NUMBER: 151247764
MAIL ADDRESS:
STREET 1: 13 CALLE 2-60, ZONA 10, EDIFICIO TOPACIO
CITY: GUATEMALA CITY
STATE: J8
ZIP: 01010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Auto Holdings Ltd.
CENTRAL INDEX KEY: 0001638603
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34761
FILM NUMBER: 151247765
BUSINESS ADDRESS:
STREET 1: DIAGONAL 6, 12-42 ZONA 10
STREET 2: DESIGN CTR, OFICINA 1103
CITY: GUATAMALA CITY
STATE: J8
ZIP: 01010
BUSINESS PHONE: 502 2261-8880
MAIL ADDRESS:
STREET 1: DIAGONAL 6, 12-42 ZONA 10
STREET 2: DESIGN CTR, OFICINA 1103
CITY: GUATAMALA CITY
STATE: J8
ZIP: 01010
4/A
1
autoholdings_f4a-0427152.xml
OWNERSHIP DOCUMENT
X0306
4/A
2015-04-27
2015-05-04
0
0001023364
AUTOBYTEL INC
ABTL
0001638603
Auto Holdings Ltd.
DIAGONAL 6, 12-42 ZONA 10
DESIGN CTR, OFICINA 1103
GUATAMALA CITY
J8
01010
GUATEMALA
0
0
1
0
0001640995
Klose Pieters Juan Christian
13 CALLE 2-60, ZONA 10, EDIFICIO TOPACIO
GUATEMALA CITY
J8
01010
GUATEMALA
0
0
1
0
0001658971
Klose Margarita Rosales
13 CALLE 2-60, ZONA 10, EDIFICIO TOPACIO
GUATEMALA CITY
J8
01010
GUATEMALA
0
0
1
0
Common Stock issued on exercise of Warrant
2015-04-27
4
C
0
400000
1860000
A
500877
D
Common Stock issued on conversion of Convertible Note
2015-04-27
4
C
0
1075268
0
A
1576145
D
Warrant to purchase Common Stock
4.65
2015-04-27
4
P
0
400000
0
D
2015-04-27
2018-09-16
Common Stock
400000
0
D
Note Convertible into Common Stock
4.65
2015-04-27
4
P
0
1075268
0
D
2015-04-27
2015-09-30
Common Stock
1075268
0
D
The securities are held directly by Auto Holdings. The other reporting persons are indirect owners of the securities. Mr. Vargas, Mr. de Tezanos, Mr. Peter Klose, and Mr. Aitkenhead are the directors of Auto Holdings. Ceiba is the controlling shareholder of Auto Holdings and has the right to appoint one additional director of Auto Holdings. Investment and Development Finance Corp. ("IDFC") is the sole shareholder of Ceiba. Galeb3 is wholly-owned by Mr. Vargas and owns shares of Auto Holdings. Manatee is wholly-owned by Mr. Tezanos and owns shares of Auto Holdings.
The original April 27, 2015 filing is amended to add Juan Christian Klose Pieters, beneficial owner of IDFC, Margarita Klose, wife of Juan Christian Klose Pieters, and IDC Financial S.A., beneficially owned by IDFC, to the group.
The original April 27, 2015 filing is amended to reflect that on that date, Investment and Development Finance Corp. ("IDFC") and Juan Christian Klose Pieters (jointly with spouse Margarita Klose), indirect shareholders of Auto Holdings Ltd., owned a total of 100,877 shares of ABTL common stock. IDFC owned 95,977 shares and Juan Christian Klose Pieters (jointly with spouse Margarita Klose) owned 4,900 shares of ABTL common stock.
Given the limit of ten insider CIKs on a single form, an additional Form 4 will be filed containing the signatures of ten additional insiders: Auto Holdings Ltd., John Peter Klose de Ojeda, Richard Aitkenhead Castillo, Jose Vargas Sr., Caleb3 Inc., Matias de Tezanos , Manatee Ventures Inc., Investment & Development Finance Corp., Ceiba International Corp., IDC Financial S.A.
/s/ Auto Holdings Ltd., by /s/ Matias de Tezanos, Director
2015-11-20
/s/ Juan Christian Klose Pieters
2015-11-20
/s/ Margarita Klose
2015-11-20