0001019687-15-004292.txt : 20151120 0001019687-15-004292.hdr.sgml : 20151120 20151120180529 ACCESSION NUMBER: 0001019687-15-004292 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150427 FILED AS OF DATE: 20151120 DATE AS OF CHANGE: 20151120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOBYTEL INC CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 FORMER COMPANY: FORMER CONFORMED NAME: AUTO BY TEL CORP DATE OF NAME CHANGE: 19960920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klose Margarita Rosales CENTRAL INDEX KEY: 0001658971 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 151247763 MAIL ADDRESS: STREET 1: C/O AUTOBYTEL, INC. STREET 2: 18872 MACARTHUR BLVD, #200 CITY: IRVINE STATE: CA ZIP: 92612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klose Pieters Juan Christian CENTRAL INDEX KEY: 0001640995 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 151247764 MAIL ADDRESS: STREET 1: 13 CALLE 2-60, ZONA 10, EDIFICIO TOPACIO CITY: GUATEMALA CITY STATE: J8 ZIP: 01010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auto Holdings Ltd. CENTRAL INDEX KEY: 0001638603 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 151247765 BUSINESS ADDRESS: STREET 1: DIAGONAL 6, 12-42 ZONA 10 STREET 2: DESIGN CTR, OFICINA 1103 CITY: GUATAMALA CITY STATE: J8 ZIP: 01010 BUSINESS PHONE: 502 2261-8880 MAIL ADDRESS: STREET 1: DIAGONAL 6, 12-42 ZONA 10 STREET 2: DESIGN CTR, OFICINA 1103 CITY: GUATAMALA CITY STATE: J8 ZIP: 01010 4/A 1 autoholdings_f4a-0427152.xml OWNERSHIP DOCUMENT X0306 4/A 2015-04-27 2015-05-04 0 0001023364 AUTOBYTEL INC ABTL 0001638603 Auto Holdings Ltd. DIAGONAL 6, 12-42 ZONA 10 DESIGN CTR, OFICINA 1103 GUATAMALA CITY J8 01010 GUATEMALA 0 0 1 0 0001640995 Klose Pieters Juan Christian 13 CALLE 2-60, ZONA 10, EDIFICIO TOPACIO GUATEMALA CITY J8 01010 GUATEMALA 0 0 1 0 0001658971 Klose Margarita Rosales 13 CALLE 2-60, ZONA 10, EDIFICIO TOPACIO GUATEMALA CITY J8 01010 GUATEMALA 0 0 1 0 Common Stock issued on exercise of Warrant 2015-04-27 4 C 0 400000 1860000 A 500877 D Common Stock issued on conversion of Convertible Note 2015-04-27 4 C 0 1075268 0 A 1576145 D Warrant to purchase Common Stock 4.65 2015-04-27 4 P 0 400000 0 D 2015-04-27 2018-09-16 Common Stock 400000 0 D Note Convertible into Common Stock 4.65 2015-04-27 4 P 0 1075268 0 D 2015-04-27 2015-09-30 Common Stock 1075268 0 D The securities are held directly by Auto Holdings. The other reporting persons are indirect owners of the securities. Mr. Vargas, Mr. de Tezanos, Mr. Peter Klose, and Mr. Aitkenhead are the directors of Auto Holdings. Ceiba is the controlling shareholder of Auto Holdings and has the right to appoint one additional director of Auto Holdings. Investment and Development Finance Corp. ("IDFC") is the sole shareholder of Ceiba. Galeb3 is wholly-owned by Mr. Vargas and owns shares of Auto Holdings. Manatee is wholly-owned by Mr. Tezanos and owns shares of Auto Holdings. The original April 27, 2015 filing is amended to add Juan Christian Klose Pieters, beneficial owner of IDFC, Margarita Klose, wife of Juan Christian Klose Pieters, and IDC Financial S.A., beneficially owned by IDFC, to the group. The original April 27, 2015 filing is amended to reflect that on that date, Investment and Development Finance Corp. ("IDFC") and Juan Christian Klose Pieters (jointly with spouse Margarita Klose), indirect shareholders of Auto Holdings Ltd., owned a total of 100,877 shares of ABTL common stock. IDFC owned 95,977 shares and Juan Christian Klose Pieters (jointly with spouse Margarita Klose) owned 4,900 shares of ABTL common stock. Given the limit of ten insider CIKs on a single form, an additional Form 4 will be filed containing the signatures of ten additional insiders: Auto Holdings Ltd., John Peter Klose de Ojeda, Richard Aitkenhead Castillo, Jose Vargas Sr., Caleb3 Inc., Matias de Tezanos , Manatee Ventures Inc., Investment & Development Finance Corp., Ceiba International Corp., IDC Financial S.A. /s/ Auto Holdings Ltd., by /s/ Matias de Tezanos, Director 2015-11-20 /s/ Juan Christian Klose Pieters 2015-11-20 /s/ Margarita Klose 2015-11-20