FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AUTOBYTEL INC [ ABTL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/10/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/10/2010 | S(3) | 100,000 | D | $1.02 | 7,718,410 | I | By Coghill Capital Management, LLC and Clint D. Coghill(1)(2) | ||
Common Stock | 05/11/2010 | S(3) | 100,000 | D | $1.04 | 7,618,410 | I | By Coghill Capital Management, LLC and Clint D. Coghill(1)(2) | ||
Common Stock | 05/13/2010 | S(3) | 96,724 | D | $1 | 7,521,686 | I | By Coghill Capital Management, LLC and Clint D. Coghill(1)(2) | ||
Common Stock | 05/13/2010 | S(3) | 180,000 | D | $1.03 | 7,341,686 | I | By Coghill Capital Management, LLC and Clint D. Coghill(1)(2) | ||
Common Stock | 10/16/2013 | S | 75,000 | D | $8.41 | 1,393,337(4) | I | By Coghill Capital Management, LLC and Clint D. Coghill(1)(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. The Reporting Person disclaims beneficial ownership of the securities to the extent of its pecuniary interest therein. |
2. Indirectly by principal of investment manager or investment manager to the investment management entity in whose account the reported securities are held. |
3. The reported transaction relates to the sale of the subject securities by CCM SPV II, LLC, a private investment vehicle managed by Coghill Capital Management, L.L.C., and which received the subject securities in connection with certain in-kind redemptions by investors from CCM Master Qualified Fund, Ltd. CCM SPV II, LLC is not (and never has been) itself a "10% owner" subject to Section 16. Further, Coghill Capital Management, L.L.C. and Clint D. Coghill have no pecuniary interest in CCM SPV II, LLC or the subject securities. |
4. On July 11, 2012, the Issuer effected a 1-for-5 reverse stock split of its issued and outstanding common stock, $0.001 par value per share ("Reverse Stock Split"). As a result of the Reverse Stock Split, every five shares of the Issuer's issued and outstanding common stock was automatically combined and converted into one issued and outstanding share of common stock, par value $0.001 per share. The Reverse Stock Split reduced the number of shares of the common stock held by the Reporting Person prior to the Reverse Stock Split from 7,341,686 shares to 1,468,337 shares. No fractional shares were issued in connection with the Reverse Stock Split. |
CCM Master Qualified Fund, Ltd., By: /s/ Clint D. Coghill, Director | 10/18/2013 | |
Coghill Capital Management, L.L.C., By: /s/ Clint D. Coghill, Managing Member | 10/18/2013 | |
/s/ Clint D. Coghill | 10/18/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |