FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/01/2020 |
3. Issuer Name and Ticker or Trading Symbol
FORRESTER RESEARCH, INC. [ FORR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 3,161 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (Right to Buy) | 08/01/2018 | 07/31/2024 | common stock | 300 | $38.43 | D | |
Non-Qualified Stock Option (Right to Buy) | 08/03/2019 | 08/02/2025 | common stock | 1,476 | $33.16 | D | |
Restricted Stock Units | 08/01/2020 | (1) | common stock | 1,112 | (2) | D | |
Restricted Stock Units | 08/01/2021 | (3) | common stock | 593 | (2) | D | |
Restricted Stock Units | 08/01/2022 | (4) | common stock | 383 | (2) | D | |
Restricted Stock Units | 03/01/2021 | (5) | common stock | 250 | (2) | D | |
Restricted Stock Units | 03/01/2022 | (5) | common stock | 250 | (2) | D | |
Restricted Stock Units | 03/01/2023 | (5) | common stock | 250 | (2) | D | |
Restricted Stock Units | 09/03/2020 | (6) | common stock | 290 | (2) | D |
Explanation of Responses: |
1. On August 1, 2016, the reporting person was granted 2079 Restricted Stock Units and on August 1, 2017 the reporting person was granted 841 Restricted Stock Units that in each case vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date. |
2. Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock. |
3. On August 1, 2017, the reporting person was granted 841 Restricted Stock Units and on August 1, 2018 the reporting person was granted 1533 Restricted Stock Units that in each case vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date. |
4. On August 1, 2018 the reporting person was granted 1533 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date. |
5. On March 1, 2019 the reporting person was granted 1000 Restricted Stock Units that in each case vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date. |
6. On September 3, 2019 the reporting person was granted 580 Restricted Stock Units that in each case vest and convert into common stock in two equal and consecutive installments. The first installment on September 3, 2019 and the second installment on the first anniversary of the grant date. |
Remarks: |
Maite Garcia, attorney-in-fact for Michael Kasparian | 06/02/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |