0001023128-16-000088.txt : 20160224 0001023128-16-000088.hdr.sgml : 20160224 20160224161947 ACCESSION NUMBER: 0001023128-16-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160222 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LITHIA MOTORS INC CENTRAL INDEX KEY: 0001023128 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 930572810 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH BARTLETT STREET CITY: MEDFORD STATE: OR ZIP: 97501 BUSINESS PHONE: 541-776-6401 MAIL ADDRESS: STREET 1: 150 NORTH BARTLETT STREET CITY: MEDFORD STATE: OR ZIP: 97501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holzshu Chris CENTRAL INDEX KEY: 0001504710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14733 FILM NUMBER: 161452223 MAIL ADDRESS: STREET 1: 150 N. BARTLETT STREET CITY: MEDFORD STATE: OR ZIP: 97501 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-02-22 0 0001023128 LITHIA MOTORS INC LAD 0001504710 Holzshu Chris 150 N. BARTLETT MEDFORD OR 97501 0 1 0 0 Sr. Vice President & CFO Class A Common Stock 2016-02-22 4 A 0 6977.0 0.0 A 37892 D Class A Common Stock 2016-02-22 4 A 0 6635.0 0.0 A 44527 D Class A Common Stock 2016-02-22 4 A 0 4187.0 0.0 A 48714 D Class A Common Stock 2016-02-22 4 F 0 5791.0 87.04 D 2653 D Class A Common Stock 2653 I By 401(k) Restricted stock units were awarded and earned under a performance and time-vesting restricted stock unit agreement entered into in 2015. Compensation Committee certification of the achievement of the performance condition for the award occurred on the transaction date. 1,745 shares of Class A Common Stock were issued in settlement of an equal number of restricted stock units. Subject to the reporting persons continued employment with the issuer or any of its subsidiaries, the remaining restricted stock units vest in equal installments on January 1 of each of 2017, 2018 and 2019. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Shares of Class A Common Stock were issued in settlement of restricted stock units that were earned and vested under a long-term restricted stock unit agreement entered into in 2013. Compensation Committee certification of the achievement of the performance criteria for the award occurred on the transaction date. Shares of Class A Common Stock were issued in settlement of restricted stock units that were earned and vested under a long-term restricted stock unit agreement entered into in 2015. Compensation Committee certification of the achievement of the performance condition of the award occurred on the transaction date. Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units. By: Larissa McAlister, Attorney-in-Fact 2016-02-24