0001144204-18-033529.txt : 20180608 0001144204-18-033529.hdr.sgml : 20180608 20180608160205 ACCESSION NUMBER: 0001144204-18-033529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180606 FILED AS OF DATE: 20180608 DATE AS OF CHANGE: 20180608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAUGHEY THOMAS CENTRAL INDEX KEY: 0001272247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31812 FILM NUMBER: 18889408 MAIL ADDRESS: STREET 1: ONE RAM RIDGE ROAD STREET 2: C/O PAR PHARMACEUTICAL CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANI PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001023024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 582301143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 BUSINESS PHONE: 2186343500 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 FORMER COMPANY: FORMER CONFORMED NAME: BIOSANTE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: BEN ABRAHAM TECHNOLOGIES INC DATE OF NAME CHANGE: 19991027 4 1 tv496174_4.xml OWNERSHIP DOCUMENT X0306 4 2018-06-06 0 0001023024 ANI PHARMACEUTICALS INC ANIP 0001272247 HAUGHEY THOMAS C/O ANI PHARMACEUTICALS, INC. 210 MAIN STREET WEST BAUDETTE MN 56623 1 0 0 0 Common Stock 2018-06-06 4 A 0 1800 0 A 1800 D Stock Options 65.86 2018-06-06 4 A 0 2225 0 A 2028-06-05 Common Stock 2225 2225 D The restricted stock and stock options are subject to vesting, and 50% of the restricted stock and stock options vest on May 17, 2019, and the remaining 50% of the restricted stock and stock options vest on May 17, 2020. /s/ Thomas Haughey 2018-06-08