0001144204-16-134966.txt : 20161116 0001144204-16-134966.hdr.sgml : 20161116 20161116162117 ACCESSION NUMBER: 0001144204-16-134966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANI PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001023024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 582301143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 BUSINESS PHONE: 2186343500 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 FORMER COMPANY: FORMER CONFORMED NAME: BIOSANTE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: BEN ABRAHAM TECHNOLOGIES INC DATE OF NAME CHANGE: 19991027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Robert E. JR CENTRAL INDEX KEY: 0001579672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31812 FILM NUMBER: 162002645 BUSINESS ADDRESS: BUSINESS PHONE: 218-634-3500 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST STREET 2: C/O BIOSANTE PHARMACEUTICALS, INC. CITY: BAUDETTE STATE: MN ZIP: 56623 4 1 v453281_form4.xml FORM 4 X0306 4 2016-11-15 0 0001023024 ANI PHARMACEUTICALS INC ANIP 0001579672 Brown Robert E. JR C/O ANI PHARMACEUTICALS, INC. 210 MAIN STREET WEST BAUDETTE MN 56623 1 0 0 0 Common Stock 2016-11-15 4 M 0 3125 6.36 A 13235 D Common Stock 2016-11-15 4 M 0 2333 33.00 A 15568 D Option to Purchase 6.36 2016-11-15 4 M 0 3125 0.00 D 2013-07-12 2023-07-11 Common Stock 3125 1042 D Option to Purchase 33.00 2016-11-15 4 M 0 2333 0.00 D 2014-04-01 2024-03-31 Common Stock 2333 1167 D The Reporting Person acquired the shares reported in Table I via a cash exercise of the options reported in Table II. /s/ Robert E. Brown, Jr. 2016-11-16