0001104659-20-041409.txt : 20200331 0001104659-20-041409.hdr.sgml : 20200331 20200331213920 ACCESSION NUMBER: 0001104659-20-041409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200328 FILED AS OF DATE: 20200331 DATE AS OF CHANGE: 20200331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAREY STEPHEN P. CENTRAL INDEX KEY: 0001674236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31812 FILM NUMBER: 20763569 MAIL ADDRESS: STREET 1: C/O ANI PHARMACEUTICALS, INC. STREET 2: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANI PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001023024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 582301143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 BUSINESS PHONE: 2186343500 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 FORMER COMPANY: FORMER CONFORMED NAME: BIOSANTE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: BEN ABRAHAM TECHNOLOGIES INC DATE OF NAME CHANGE: 19991027 4 1 tm2014433-2_4.xml OWNERSHIP DOCUMENT X0306 4 2020-03-28 0 0001023024 ANI PHARMACEUTICALS INC ANIP 0001674236 CAREY STEPHEN P. C/O ANI PHARMACEUTICALS, INC 210 MAIN STREET WEST BAUDETTE MN 56623 0 1 0 0 Vice President and CFO Common Stock 2020-03-28 4 F 0 953 37.76 D 24497 D Common Stock 2020-03-31 4 F 0 507 40.74 D 23990 D Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,112 shares of restricted stock, which was previously reported. Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,656 shares of restricted stock, which was previously reported. /s/ Stephen P. Carey 2020-03-31