0000950123-24-007994.txt : 20240813
0000950123-24-007994.hdr.sgml : 20240813
20240813080003
ACCESSION NUMBER: 0000950123-24-007994
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240630
FILED AS OF DATE: 20240813
DATE AS OF CHANGE: 20240813
EFFECTIVENESS DATE: 20240813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP, INC.
CENTRAL INDEX KEY: 0001022837
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17794
FILM NUMBER: 241198833
BUSINESS ADDRESS:
STREET 1: 1-2, MARUNOUCHI 1-CHOME
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0005
BUSINESS PHONE: 81-3-3282-8111
MAIL ADDRESS:
STREET 1: 1-2, MARUNOUCHI 1-CHOME
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0005
FORMER COMPANY:
FORMER CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP/FI
DATE OF NAME CHANGE: 20021226
FORMER COMPANY:
FORMER CONFORMED NAME: SUMITOMO BANK LTD TOKYO /FI
DATE OF NAME CHANGE: 19960913
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001022837
XXXXXXXX
06-30-2024
06-30-2024
false
SUMITOMO MITSUI FINANCIAL GROUP, INC.
1-2, MARUNOUCHI 1-CHOME
CHIYODA-KU
TOKYO
M0
100-0005
13F COMBINATION REPORT
028-17794
028-14064
000301509
801-116710
Sumitomo Mitsui DS Asset Management Company, Ltd
028-20249
000110858
801-45435
TT International Asset Management LTD
N
Osahiro Yamamoto
General Manager Planning Dept., Global Markets Business Unit
81-3-6706-3820
/s/ Osahiro Yamamoto
Tokyo
M0
08-13-2024
4
192
3215243868
false
1
028-17800
Sumitomo Mitsui Banking Corporation
2
028-18879
SMBC Trust Bank Ltd.
3
028-20371
SMBC Nikko Securities Inc.
4
028-20372
Sumitomo Mitsui Card Company, Limited
INFORMATION TABLE
2
34742.xml
INFORMATION TABLE FOR FORM 13F
ALPHABET INC
CAP STK CL A
02079K305
3423781
18466
SH
DFND
3
18466
0
0
MICROSOFT CORP
COM
594918104
2132018
4708
SH
DFND
3
4708
0
0
MICRON TECHNOLOGY INC
COM
595112103
1839055
13908
SH
DFND
3
13908
0
0
BROADCOM INC
COM
11135F101
1631086
1028
SH
DFND
3
1028
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1414020
8867
SH
DFND
3
8867
0
0
BLOCK H & R INC
COM
093671105
1373281
21664
SH
DFND
3
21664
0
0
META PLATFORMS INC
CL A
30303M102
1294744
2492
SH
DFND
3
2492
0
0
SHOPIFY INC
CL A
82509L107
1067230
16080
SH
DFND
3
16080
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1044002
21606
SH
DFND
3
21606
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1011381
2100
SH
DFND
3
0
0
2100
PAYPAL HLDGS INC
COM
70450Y103
822550
14092
SH
DFND
3
14092
0
0
DOCUSIGN INC
COM
256163106
626168
11884
SH
DFND
3
11884
0
0
OKTA INC
CL A
679295105
612505
6631
SH
DFND
3
6631
0
0
SALESFORCE INC
COM
79466L302
538065
2128
SH
DFND
3
2128
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
437250
1129
SH
DFND
3
1129
0
0
NETFLIX INC
COM
64110L106
424975
621
SH
DFND
3
621
0
0
SNAP INC
CL A
83304A106
377448
22779
SH
DFND
3
22779
0
0
APPLE INC
COM
037833100
331427
1548
SH
DFND
3
1548
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
243513
550
SH
DFND
3
550
0
0
ZSCALER INC
COM
98980G102
243311
1286
SH
DFND
3
1286
0
0
PROCTER AND GAMBLE CO
COM
742718109
234934
1410
SH
DFND
3
1410
0
0
TELADOC HEALTH INC
COM
87918A105
231334
22814
SH
DFND
3
22814
0
0
SNOWFLAKE INC
CL A
833445109
207040
1546
SH
DFND
3
1546
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
144245
2467
SH
DFND
3
2467
0
0
TWILIO INC
CL A
90138F102
120658
2155
SH
DFND
3
2155
0
0
AMAZON COM INC
COM
023135106
86856
439
SH
DFND
3
439
0
0
COSTCO WHSL CORP NEW
COM
22160K105
85062
100
SH
DFND
3
100
0
0
NVIDIA CORPORATION
COM
67066G104
81585
658
SH
DFND
3
658
0
0
PALO ALTO NETWORKS INC
COM
697435105
80093
235
SH
DFND
3
235
0
0
NEXTERA ENERGY INC
COM
65339F101
51751
702
SH
DFND
3
702
0
0
JOHNSON & JOHNSON
COM
478160104
31347
215
SH
DFND
3
215
0
0
ALPHABET INC
CAP STK CL C
02079K107
28216
151
SH
DFND
3
0
0
151
ELI LILLY & CO
COM
532457108
24544
27
SH
DFND
3
27
0
0
QUALCOMM INC
COM
747525103
23418
120
SH
DFND
3
120
0
0
ADOBE INC
COM
00724F101
10935
20
SH
DFND
3
20
0
0
DISNEY WALT CO
COM
254687106
5109
50
SH
DFND
3
50
0
0
APPLE INC
Put
037833950
16850
35000
SH
Put
DFND
3
35000
0
0
ADVANCED MICRO DEVICES INC
Put
007903957
105000
20000
SH
Put
DFND
3
20000
0
0
AMAZON COM INC
Put
023135956
97479
10000
SH
Put
DFND
3
10000
0
0
SALESFORCE INC
Call
79466L902
63238
3500
SH
Call
DFND
3
3500
0
0
SALESFORCE INC
Put
79466L952
159960
13500
SH
Put
DFND
3
13500
0
0
CROWDSTRIKE HLDGS INC
Call
22788C905
45067
3790
SH
Call
DFND
3
3790
0
0
CROWDSTRIKE HLDGS INC
Put
22788C955
55906
7000
SH
Put
DFND
3
7000
0
0
FREEPORT-MCMORAN INC
Call
35671D907
20363
22500
SH
Call
DFND
3
22500
0
0
FREEPORT-MCMORAN INC
Put
35671D957
112289
45000
SH
Put
DFND
3
45000
0
0
ALPHABET INC
Put
02079K957
375660
50000
SH
Put
DFND
3
50000
0
0
MICROSOFT CORP
Put
594918954
130574
15500
SH
Put
DFND
3
15500
0
0
NETFLIX INC
Put
64110L956
58540
4000
SH
Put
DFND
3
4000
0
0
NVIDIA CORPORATION
Put
67066G954
139729
30000
SH
Put
DFND
3
30000
0
0
PAYPAL HLDGS INC
Put
70450Y953
120000
30000
SH
Put
DFND
3
30000
0
0
SHOPIFY INC
Call
82509L907
129500
20000
SH
Call
DFND
3
20000
0
0
BLOCK INC
Put
852234953
443436
40000
SH
Put
DFND
3
40000
0
0
ZOOM VIDEO COMMUNICATIONS IN
Call
98980L901
5451
30000
SH
Call
DFND
3
30000
0
0
ZOOM VIDEO COMMUNICATIONS IN
Put
98980L951
87526
10000
SH
Put
DFND
3
10000
0
0
META PLATFORMS INC
Put
30303M952
79877
5000
SH
Put
DFND
3
5000
0
0
INVESCO QQQ TR
Put
46090E953
136992
20000
SH
Put
DFND
3
0
0
20000
ADOBE INC
Call
00724F901
84852
4158
SH
Call
DFND
3
4158
0
0
ADOBE INC
Put
00724F951
75900
4000
SH
Put
DFND
3
4000
0
0
ADVANCED MICRO DEVICES INC
Call
007903907
15548
2803
SH
Call
DFND
3
2803
0
0
AMAZON COM INC
Call
023135906
239029
21752
SH
Call
DFND
3
21752
0
0
MICROSOFT CORP
Call
594918904
20251
941
SH
Call
DFND
3
941
0
0
NVIDIA CORPORATION
Call
67066G904
435577
53080
SH
Call
DFND
3
53080
0
0
PALO ALTO NETWORKS INC
Call
697435905
5298
450
SH
Call
DFND
3
450
0
0
PAYPAL HLDGS INC
Call
70450Y903
230
1400
SH
Call
DFND
3
1400
0
0
ZSCALER INC
Call
98980G902
2582
2395
SH
Call
DFND
3
2395
0
0
ALPHABET INC
Call
02079K905
8384
720
SH
Call
DFND
3
720
0
0
APPLE INC
Call
037833900
500941
19000
SH
Call
DFND
3
19000
0
0
META PLATFORMS INC
Call
30303M902
6626
190
SH
Call
DFND
3
190
0
0
NETFLIX INC
Call
64110L906
38790
584
SH
Call
DFND
3
584
0
0
ARM HOLDINGS PLC
Call
042068905
48141
1200
SH
Call
DFND
3
1200
0
0
ALPHABET INC
Call
02079K907
48385
2600
SH
Call
DFND
3
2600
0
0
MICRON TECHNOLOGY INC
Call
595112903
16000
1400
SH
Call
DFND
3
1400
0
0
QUALCOMM INC
Call
747525903
42317
5056
SH
Call
DFND
3
5056
0
0
SERVICENOW INC
Call
81762P902
4838
103
SH
Call
DFND
3
103
0
0
AIR PRODS & CHEMS INC
COM
009158106
12682383
49147
SH
DFND
2
0
0
49147
ALPHABET INC
CAP STK CL C
02079K107
35612644
194159
SH
DFND
2
0
0
194159
AMAZON COM INC
COM
023135106
29101131
150588
SH
DFND
2
0
0
150588
AMGEN INC
COM
031162100
15204754
48663
SH
DFND
2
0
0
48663
ARCHER DANIELS MIDLAND CO
COM
039483102
8305226
137390
SH
DFND
2
0
0
137390
ARISTA NETWORKS INC
COM
040413106
34143061
97418
SH
DFND
2
0
0
97418
AT&T INC
COM
00206R102
1881628
98463
SH
DFND
2
0
0
98463
BANK NEW YORK MELLON CORP
COM
064058100
1309016
21857
SH
DFND
2
0
0
21857
BLACKROCK INC
COM
09247X101
12342816
15677
SH
DFND
2
0
0
15677
BRISTOL-MYERS SQUIBB CO
COM
110122108
8964500
215856
SH
DFND
2
0
0
215856
BROADCOM INC
COM
11135F101
37973996
23652
SH
DFND
2
0
0
23652
CISCO SYS INC
COM
17275R102
1853318
39009
SH
DFND
2
0
0
39009
COCA COLA CO
COM
191216100
11287755
177341
SH
DFND
2
0
0
177341
COSTCO WHSL CORP NEW
COM
22160K105
6629072
7799
SH
DFND
2
0
0
7799
D R HORTON INC
COM
23331A109
15035681
106689
SH
DFND
2
0
0
106689
EXCHANGE TRADED CONCEPTS TRU
EMQQ EM INTERN
301505889
465
14
SH
DFND
2
0
0
14
FIDELITY COVINGTON TRUST
STOCK FOR INFL
316092386
73800
1800
SH
DFND
2
0
0
1800
FIRST SOLAR INC
COM
336433107
16742885
74261
SH
DFND
2
0
0
74261
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
2925033
30619
SH
DFND
2
0
0
30619
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
4388122
77776
SH
DFND
2
0
0
77776
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
287963
8467
SH
DFND
2
0
0
8467
FIRST TR EXCHNG TRADED FD VI
TCW UNCONSTRAI
33740F888
2387934
97666
SH
DFND
2
0
0
97666
GENERAL MLS INC
COM
370334104
1547403
24461
SH
DFND
2
0
0
24461
GLOBAL X FDS
US INFR DEV ETF
37954Y673
1229695
33235
SH
DFND
2
0
0
33235
GRAINGER W W INC
COM
384802104
13922465
15431
SH
DFND
2
0
0
15431
HOME DEPOT INC
COM
437076102
4174598
12127
SH
DFND
2
0
0
12127
HUNT J B TRANS SVCS INC
COM
445658107
8858400
55365
SH
DFND
2
0
0
55365
ILLINOIS TOOL WKS INC
COM
452308109
692160
2921
SH
DFND
2
0
0
2921
INTUIT
COM
461202103
18539237
28209
SH
DFND
2
0
0
28209
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
19355
298
SH
DFND
2
0
0
298
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
20292525
769239
SH
DFND
2
0
0
769239
INVESCO QQQ TR
UNIT SER 1
46090E103
20037338
41822
SH
DFND
2
0
0
41822
ISHARES INC
CORE MSCI EMKT
46434G103
869060
16235
SH
DFND
2
0
0
16235
ISHARES INC
MSCI JPN ETF NEW
46434G822
216935
3179
SH
DFND
2
0
0
3179
ISHARES TR
ISHARES SEMICDTR
464287523
5950935
24129
SH
DFND
2
0
0
24129
ISHARES TR
ISHARES BIOTECH
464287556
1034803
7539
SH
DFND
2
0
0
7539
ISHARES TR
SHORT TREAS BD
464288679
12079529
109317
SH
DFND
2
0
0
109317
ISHARES TR
U.S.MED DVC ETF
464288810
1308814
23355
SH
DFND
2
0
0
23355
ISHARES TR
US TREAS BD ETF
46429B267
12828856
568403
SH
DFND
2
0
0
568403
ISHARES TR
GLOBAL REIT ETF
46434V647
2008172
86373
SH
DFND
2
0
0
86373
ISHARES TR
0-3 MNTH TREASRY
46436E718
3296440
32732
SH
DFND
2
0
0
32732
ISHARES TR
SELECT DIVID ETF
464287168
911947
7538
SH
DFND
2
0
0
7538
ISHARES TR
TIPS BD ETF
464287176
3133032
29341
SH
DFND
2
0
0
29341
ISHARES TR
CORE US AGGBD ET
464287226
86486846
890974
SH
DFND
2
0
0
890974
ISHARES TR
MSCI EMG MKT ETF
464287234
1719188
40366
SH
DFND
2
0
0
40366
ISHARES TR
IBOXX INV CP ETF
464287242
69755259
651188
SH
DFND
2
0
0
651188
ISHARES TR
20 YR TR BD ETF
464287432
24533345
267306
SH
DFND
2
0
0
267306
ISHARES TR
7-10 YR TRSY BD
464287440
64838016
692344
SH
DFND
2
0
0
692344
ISHARES TR
1 3 YR TREAS BD
464287457
8234729
100854
SH
DFND
2
0
0
100854
ISHARES TR
EXPANDED TECH
464287515
4548245
52375
SH
DFND
2
0
0
52375
ISHARES TR
RUSSELL 2000 ETF
464287655
3449
17
SH
DFND
2
0
0
17
ISHARES TR
U.S. REAL ES ETF
464287739
8025490
91469
SH
DFND
2
0
0
91469
ISHARES TR
U.S. ENERGY ETF
464287796
5119248
106651
SH
DFND
2
0
0
106651
ISHARES TR
JPMORGAN USD EMG
464288281
1391348
15725
SH
DFND
2
0
0
15725
ISHARES TR
IBOXX HI YD ETF
464288513
45294062
587167
SH
DFND
2
0
0
587167
ISHARES TR
MBS ETF
464288588
34510094
375886
SH
DFND
2
0
0
375886
ISHARES TR
ISHS 1-5YR INVS
464288646
43192656
842948
SH
DFND
2
0
0
842948
ISHARES TR
3 7 YR TREAS BD
464288661
2201436
19065
SH
DFND
2
0
0
19065
ISHARES TR
PFD AND INCM SEC
464288687
22530044
714106
SH
DFND
2
0
0
714106
ISHARES TR
US OIL GS EX ETF
464288851
207031
2078
SH
DFND
2
0
0
2078
ISHARES TR
MSCI INDIA ETF
46429B598
1863721
33412
SH
DFND
2
0
0
33412
ISHARES TR
MSCI USA MIN VOL
46429B697
47745
569
SH
DFND
2
0
0
569
ISHARES TR
CUR HD EURZN ETF
46434V639
40993
1130
SH
DFND
2
0
0
1130
ISHARES TR
HDG MSCI JAPAN
46434V886
245475
5625
SH
DFND
2
0
0
5625
ISHARES TR
MORTGE REL ETF
46435G342
221489
9986
SH
DFND
2
0
0
9986
ISHARES TR
ESG AWR US AGRGT
46435U549
102356
2196
SH
DFND
2
0
0
2196
JPMORGAN CHASE & CO.
COM
46625H100
18079212
89386
SH
DFND
2
0
0
89386
KIMBERLY-CLARK CORP
COM
494368103
670823
4854
SH
DFND
2
0
0
4854
META PLATFORMS INC
CL A
30303M102
28882226
57281
SH
DFND
2
0
0
57281
MICROSOFT CORP
COM
594918104
34245756
76621
SH
DFND
2
0
0
76621
MONDELEZ INTL INC
CL A
609207105
1432089
21884
SH
DFND
2
0
0
21884
NVIDIA CORPORATION
COM
67066G104
61500930
497822
SH
DFND
2
0
0
497822
OMNICOM GROUP INC
COM
681919106
671853
7490
SH
DFND
2
0
0
7490
PEPSICO INC
COM
713448108
4511165
27352
SH
DFND
2
0
0
27352
PFIZER INC
COM
717081103
3414987
122051
SH
DFND
2
0
0
122051
PIMCO ETF TR
ACTIVE BD ETF
72201R775
1690900
18565
SH
DFND
2
0
0
18565
PROCTER AND GAMBLE CO
COM
742718109
3495974
21198
SH
DFND
2
0
0
21198
PROSHARES TR
SHORT S&P 500 NE
74347B425
547680
48000
SH
DFND
2
0
0
48000
QUALCOMM INC
COM
747525103
8980229
45086
SH
DFND
2
0
0
45086
RALPH LAUREN CORP
CL A
751212101
1900801
10858
SH
DFND
2
0
0
10858
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3577116
46002
SH
DFND
2
0
0
46002
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
52368
593
SH
DFND
2
0
0
593
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
9754837
127381
SH
DFND
2
0
0
127381
SELECT SECTOR SPDR TR
ENERGY
81369Y506
297605
3265
SH
DFND
2
0
0
3265
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
7359
179
SH
DFND
2
0
0
179
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
1046337
12215
SH
DFND
2
0
0
12215
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
6653462
97644
SH
DFND
2
0
0
97644
SPDR GOLD TR
GOLD SHS
78463V107
67646446
314620
SH
DFND
2
0
0
314620
SPDR S&P 500 ETF TR
TR UNIT
78462F103
49581163
91105
SH
DFND
2
0
0
91105
SPDR SER TR
S&P DIVID ETF
78464A763
2768581
21769
SH
DFND
2
0
0
21769
SPDR SER TR
S&P BIOTECH
78464A870
1228566
13256
SH
DFND
2
0
0
13256
SPDR SER TR
BLOOMBERG SHT TE
78468R408
24612654
985689
SH
DFND
2
0
0
985689
SYSCO CORP
COM
871829107
1343488
18819
SH
DFND
2
0
0
18819
TEXAS INSTRS INC
COM
882508104
4577680
23532
SH
DFND
2
0
0
23532
ULTA BEAUTY INC
COM
90384S303
5231240
13557
SH
DFND
2
0
0
13557
UNITEDHEALTH GROUP INC
COM
91324P102
20555771
40364
SH
DFND
2
0
0
40364
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
639784
18856
SH
DFND
2
0
0
18856
VANECK ETF TRUST
JUNIOR GOLD MINE
92189F791
196700
4670
SH
DFND
2
0
0
4670
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
7215376
14427
SH
DFND
2
0
0
14427
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
813728
9715
SH
DFND
2
0
0
9715
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
247223
2195
SH
DFND
2
0
0
2195
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
6362205
82332
SH
DFND
2
0
0
82332
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
6791594
89528
SH
DFND
2
0
0
89528
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
3801391
47559
SH
DFND
2
0
0
47559
VANGUARD WORLD FD
ESG US STK ETF
921910733
90808
938
SH
DFND
2
0
0
938
VANGUARD WORLD FD
CONSUM DIS ETF
92204A108
740847
2372
SH
DFND
2
0
0
2372
VANGUARD WORLD FD
HEALTH CAR ETF
92204A504
1888068
7098
SH
DFND
2
0
0
7098
VANGUARD WORLD FD
INF TECH ETF
92204A702
9374200
16258
SH
DFND
2
0
0
16258
VERIZON COMMUNICATIONS INC
COM
92343V104
753991
18283
SH
DFND
2
0
0
18283
WISDOMTREE TR
EM EX ST-OWNED
97717X578
72011
2351
SH
DFND
2
0
0
2351
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
2298078
72747
SH
DFND
2
0
0
72747
BLOCK INC
CL A
852234103
58552406
907930
SH
DFND
4
907930
0
0
PIXIE DUST TECHNOLOGIES INC
ADR
72582J103
85728
56400
SH
DFND
56400
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
18210400
170000
SH
DFND
0
0
170000
SPDR SER TR
BLOOMBERG HIGH Y
78468R622
10369700
110000
SH
DFND
0
0
110000
CME GROUP INC
COM
12572Q105
92764874
471846
SH
DFND
1
471846
0
0
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
1781252547
13364740
SH
DFND
1
13364740
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
253700
253700
SH
DFND
1
253700
0
0