0000950123-23-006963.txt : 20230809 0000950123-23-006963.hdr.sgml : 20230809 20230809061502 ACCESSION NUMBER: 0000950123-23-006963 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 EFFECTIVENESS DATE: 20230809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001022837 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17794 FILM NUMBER: 231153255 BUSINESS ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 BUSINESS PHONE: 81-3-3282-8111 MAIL ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP/FI DATE OF NAME CHANGE: 20021226 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO BANK LTD TOKYO /FI DATE OF NAME CHANGE: 19960913 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001022837 XXXXXXXX 06-30-2023 06-30-2023 false SUMITOMO MITSUI FINANCIAL GROUP, INC.

1-2, MARUNOUCHI 1-CHOME CHIYODA-KU TOKYO M0 100-0005

13F COMBINATION REPORT 028-17794 028-14064 000301509 801-116710 Sumitomo Mitsui DS Asset Management Company, Ltd 028-20249 000110858 801-45435 TT International Asset Management LTD N Osahiro Yamamoto 81-3-6706-3820 /s/ Osahiro Yamamoto Tokyo M0 08-09-2023 4 185 3144243173 false 1 028-17800 Sumitomo Mitsui Banking Corporation 2 028-18879 SMBC Trust Bank Ltd. 3 028-20371 SMBC Nikko Securities Inc. 4 028-20372 Sumitomo Mitsui Card Company, Limited INFORMATION TABLE 2 25100.xml INFORMATION TABLE FOR FORM 13F AMAZON COM INC COM 023135106 18740164 146522 SH DFND 3 146522 0 0 META PLATFORMS INC CL A 30303M102 16804807 59691 SH DFND 3 59691 0 0 ZSCALER INC COM 98980G102 15987874 110383 SH DFND 3 110383 0 0 ADVANCED MICRO DEVICES INC COM 007903107 14922624 134148 SH DFND 3 134148 0 0 SHOPIFY INC CL A 82509L107 11337994 177823 SH DFND 3 177823 0 0 BLOCK H & R INC COM 093671105 6969574 108240 SH DFND 3 108240 0 0 NETFLIX INC COM 64110L106 6628727 15479 SH DFND 3 15479 0 0 OKTA INC CL A 679295105 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COM 037833100 17106214 88190 SH DFND 2 0 0 88190 ARCHER DANIELS MIDLAND CO COM 039483102 6755971 89412 SH DFND 2 0 0 89412 AT&T INC COM 00206R102 2113263 132493 SH DFND 2 0 0 132493 BANK NEW YORK MELLON CORP COM 064058100 1538967 34568 SH DFND 2 0 0 34568 BLACKROCK INC COM 09247X101 8852121 12808 SH DFND 2 0 0 12808 BRISTOL-MYERS SQUIBB CO COM 110122108 10213838 159716 SH DFND 2 0 0 159716 BROADCOM INC COM 11135F101 19555342 22544 SH DFND 2 0 0 22544 CISCO SYS INC COM 17275R102 3198774 61824 SH DFND 2 0 0 61824 COCA COLA CO COM 191216100 7771993 129060 SH DFND 2 0 0 129060 COSTCO WHSL CORP NEW COM 22160K105 4254279 7902 SH DFND 2 0 0 7902 D R HORTON INC COM 23331A109 11218723 92191 SH DFND 2 0 0 92191 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 4815 164 SH DFND 2 0 0 164 FIRST SOLAR INC COM 336433107 7587062 39913 SH DFND 2 0 0 39913 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 2102703 27689 SH DFND 2 0 0 27689 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 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46434G103 519615 10542 SH DFND 2 0 0 10542 ISHARES INC MSCI JPN ETF NEW 46434G822 196780 3179 SH DFND 2 0 0 3179 ISHARES TR CHINA LG-CAP ETF 464287184 27244 1002 SH DFND 2 0 0 1002 ISHARES TR ISHARES SEMICDTR 464287523 4547079 8964 SH DFND 2 0 0 8964 ISHARES TR ISHARES BIOTECH 464287556 1871390 14740 SH DFND 2 0 0 14740 ISHARES TR SHORT TREAS BD 464288679 1439716 13035 SH DFND 2 0 0 13035 ISHARES TR U.S.MED DVC ETF 464288810 1048107 18567 SH DFND 2 0 0 18567 ISHARES TR US TREAS BD ETF 46429B267 7953468 347313 SH DFND 2 0 0 347313 ISHARES TR GLOBAL REIT ETF 46434V647 1388720 60458 SH DFND 2 0 0 60458 ISHARES TR SELECT DIVID ETF 464287168 979139 8642 SH DFND 2 0 0 8642 ISHARES TR TIPS BD ETF 464287176 3341601 31050 SH DFND 2 0 0 31050 ISHARES TR CORE US AGGBD ET 464287226 50543473 516013 SH DFND 2 0 0 516013 ISHARES TR MSCI EMG MKT ETF 464287234 1742420 44045 SH DFND 2 0 0 44045 ISHARES TR IBOXX INV CP ETF 464287242 68170050 630387 SH DFND 2 0 0 630387 ISHARES TR 20 YR TR BD ETF 464287432 17325317 168305 SH DFND 2 0 0 168305 ISHARES TR 7-10 YR TRSY BD 464287440 48684275 503978 SH DFND 2 0 0 503978 ISHARES TR 1 3 YR TREAS BD 464287457 12556616 154867 SH DFND 2 0 0 154867 ISHARES TR EXPANDED TECH 464287515 3076444 8893 SH DFND 2 0 0 8893 ISHARES TR RUSSELL 2000 ETF 464287655 7113 38 SH DFND 2 0 0 38 ISHARES TR U.S. REAL ES ETF 464287739 5314776 61407 SH DFND 2 0 0 61407 ISHARES TR U.S. ENERGY ETF 464287796 4884660 114021 SH DFND 2 0 0 114021 ISHARES TR JPMORGAN USD EMG 464288281 934805 10802 SH DFND 2 0 0 10802 ISHARES TR IBOXX HI YD ETF 464288513 42053839 560195 SH DFND 2 0 0 560195 ISHARES TR MBS ETF 464288588 30644267 328572 SH DFND 2 0 0 328572 ISHARES TR ISHS 1-5YR INVS 464288646 49077448 978223 SH DFND 2 0 0 978223 ISHARES TR 3 7 YR TREAS BD 464288661 71692 622 SH DFND 2 0 0 622 ISHARES TR PFD AND INCM SEC 464288687 27564228 891181 SH DFND 2 0 0 891181 ISHARES TR US OIL GS EX ETF 464288851 484532 5691 SH DFND 2 0 0 5691 ISHARES TR MSCI INDIA ETF 46429B598 961881 22011 SH DFND 2 0 0 22011 ISHARES TR MSCI USA MIN VOL 46429B697 71803 966 SH DFND 2 0 0 966 ISHARES TR CUR HD EURZN ETF 46434V639 36962 1130 SH DFND 2 0 0 1130 ISHARES TR MORTGE REL ETF 46435G342 71346 3027 SH DFND 2 0 0 3027 ISHARES TR ESG AWR US AGRGT 46435U549 103585 2196 SH DFND 2 0 0 2196 JOHNSON & JOHNSON COM 478160104 3445961 20819 SH DFND 2 0 0 20819 JPMORGAN CHASE & CO COM 46625H100 10502804 72214 SH DFND 2 0 0 72214 KIMBERLY-CLARK CORP COM 494368103 1056849 7655 SH DFND 2 0 0 7655 META PLATFORMS INC CL A 30303M102 11923732 41549 SH DFND 2 0 0 41549 MICROSOFT CORP COM 594918104 20084368 58978 SH DFND 2 0 0 58978 MONDELEZ INTL INC CL A 609207105 1313795 18012 SH DFND 2 0 0 18012 NVIDIA CORPORATION COM 67066G104 26171824 61869 SH DFND 2 0 0 61869 OMNICOM GROUP INC COM 681919106 1115443 11723 SH DFND 2 0 0 11723 PEPSICO INC COM 713448108 3435831 18550 SH DFND 2 0 0 18550 PFIZER INC COM 717081103 4476170 122033 SH DFND 2 0 0 122033 PIMCO ETF TR ACTIVE BD ETF 72201R775 1958194 21373 SH DFND 2 0 0 21373 PROCTER AND GAMBLE CO COM 742718109 2939356 19371 SH DFND 2 0 0 19371 PROSHARES TR SHORT S&P 500 NE 74347B425 1127972 81266 SH DFND 2 0 0 81266 QUALCOMM INC COM 747525103 6446611 54155 SH DFND 2 0 0 54155 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1679701 23130 SH DFND 2 0 0 23130 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 92980 1122 SH DFND 2 0 0 1122 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8165079 110086 SH DFND 2 0 0 110086 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 9169 272 SH DFND 2 0 0 272 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 954268 14663 SH DFND 2 0 0 14663 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5385974 82304 SH DFND 2 0 0 82304 SPDR GOLD TR GOLD SHS 78463V107 46398511 260271 SH DFND 2 0 0 260271 SPDR S&P 500 ETF TR TR UNIT 78462F103 43587722 98330 SH DFND 2 0 0 98330 SPDR SER TR S&P DIVID ETF 78464A763 4282332 34935 SH DFND 2 0 0 34935 SPDR SER TR S&P BIOTECH 78464A870 1769627 21267 SH DFND 2 0 0 21267 SPDR SER TR BLOOMBERG SHT TE 78468R408 6777927 274410 SH DFND 2 0 0 274410 SYSCO CORP COM 871829107 1273866 17168 SH DFND 2 0 0 17168 TEXAS INSTRS INC COM 882508104 3520651 19557 SH DFND 2 0 0 19557 UNITEDHEALTH GROUP INC COM 91324P102 13650176 28400 SH DFND 2 0 0 28400 VANECK ETF TRUST GOLD MINERS ETF 92189F106 488083 16210 SH DFND 2 0 0 16210 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 239172 6707 SH DFND 2 0 0 6707 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5890898 14464 SH DFND 2 0 0 14464 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 697308 8349 SH DFND 2 0 0 8349 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 225479 2325 SH DFND 2 0 0 2325 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8827328 116671 SH DFND 2 0 0 116671 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 6760030 86126 SH DFND 2 0 0 86126 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3877212 49060 SH DFND 2 0 0 49060 VANGUARD WORLD FD ESG US STK ETF 921910733 141795 1807 SH DFND 2 0 0 1807 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 760392 2685 SH DFND 2 0 0 2685 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2425432 9907 SH DFND 2 0 0 9907 VANGUARD WORLD FDS INF TECH ETF 92204A702 8753884 19798 SH DFND 2 0 0 19798 VERIZON COMMUNICATIONS INC COM 92343V104 1176059 31623 SH DFND 2 0 0 31623 WHIRLPOOL CORP COM 963320106 1562741 10503 SH DFND 2 0 0 10503 WISDOMTREE TR EM EX ST-OWNED 97717X578 65710 2351 SH DFND 2 0 0 2351 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2506678 79075 SH DFND 2 0 0 79075 BLOCK INC CL A 852234103 60440900 907930 SH DFND 4 907930 0 0 CME GROUP INC COM 12572Q105 87428299 471846 SH DFND 1 471846 0 0 VITESSE ENERGY INC COM 92852X103 2605389 116312 SH DFND 1 116312 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 1287692699 13364740 SH DFND 1 13364740 0 0 ISHARES TR EXPANDED TECH 464287515 101351630 293000 SH DFND 1 293000 0 0 ISHARES TR US HOME CONS ETF 464288752 20591040 241000 SH DFND 1 241000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 104402930 600500 SH DFND 1 600500 0 0 ISHARES TR CORE US AGGBD ET 464287226 248793000 2540000 SH DFND 1 2540000 0 0 ISHARES TR IBOXX INV CP ETF 464287242 151478619 1400764 SH DFND 1 1400764 0 0 UNITED STS OIL FD LP UNITS 91232N207 61478270 967400 SH DFND 1 967400 0 0