General Manager Planning Dept, Global Markets Business Unit

0000950123-19-000869.txt : 20190208 0000950123-19-000869.hdr.sgml : 20190208 20190208060430 ACCESSION NUMBER: 0000950123-19-000869 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 EFFECTIVENESS DATE: 20190208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001022837 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17794 FILM NUMBER: 19577157 BUSINESS ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 BUSINESS PHONE: 81-3-3282-8111 MAIL ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP/FI DATE OF NAME CHANGE: 20021226 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO BANK LTD TOKYO /FI DATE OF NAME CHANGE: 19960913 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001022837 XXXXXXXX 12-31-2018 12-31-2018 SUMITOMO MITSUI FINANCIAL GROUP, INC.

1-2, MARUNOUCHI 1-CHOME CHIYODA-KU TOKYO M0 100-0005

13F HOLDINGS REPORT 028-17794 N Akihiro Kawara General Manager Planning Dept, Global Markets Business Unit 81-3-6706-6576 /s/ Akihiro Kawara Tokyo M0 02-08-2019 2 106 1581279 false 1 Sumitomo Mitsui Banking Corporation 2 SMBC Trust Bank Ltd. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ADVANCED MICRO DEVICES INC COM 007903107 16335 933972 SH SOLE 933972 0 0 ADVANCED MICRO DEVICES INC CALL 007903907 6 100000 SH Call SOLE 100000 0 0 ADVANCED MICRO DEVICES INC PUT 007903957 451 300000 SH Put SOLE 300000 0 0 AIR PRODS & CHEMS INC COM 009158106 2854 17760 SH SOLE 17760 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 14 99 SH SOLE 99 0 0 ALPHABET INC CAP STK CL A 02079K305 535 511 SH SOLE 511 0 0 ALTRIA GROUP INC COM 02209S103 2845 58194 SH SOLE 58194 0 0 AMAZON COM INC PUT 023135956 848 6000 SH Put SOLE 6000 0 0 AMAZON.COM INC COM 023135106 7503 5133 SH SOLE 5133 0 0 AMGEN INC COM 031162100 2866 15029 SH SOLE 15029 0 0 APPLE INC COM 037833100 4672 29902 SH SOLE 29902 0 0 APPLIED MATLS INC COM 038222105 215 6825 SH SOLE 6825 0 0 BOEING CO COM 097023105 317 1000 SH SOLE 1000 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 2386 49096 SH SOLE 49096 0 0 CATERPILLAR INC DEL COM 149123101 363 2862 SH SOLE 2862 0 0 CHEVRON CORP NEW COM 166764100 1908 17561 SH SOLE 17561 0 0 CISCO SYS INC COM 17275R102 2855 66755 SH SOLE 66755 0 0 CME GROUP INC COM 12572Q105 87798 471846 SH SOLE 471846 0 0 COSTCO WHSL CORP NEW COM 22160K105 402 2000 SH SOLE 2000 0 0 CUMMINS INC COM 231021106 1858 14110 SH SOLE 14110 0 0 DISNEY WALT CO COM DISNEY 254687106 863 8100 SH SOLE 8100 0 0 ELECTRONIC ARTS INC COM 285512109 397 5000 SH SOLE 5000 0 0 EXXON MOBIL CORP COM 30231G102 2359 34611 SH SOLE 34611 0 0 FACEBOOK INC CL A 30303M102 128 950 SH SOLE 950 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 393 50000 SH SOLE 50000 0 0 GENERAL MTRS CO COM 37045V100 1915 56467 SH SOLE 56467 0 0 INTEL CORP COM 458140100 464 10000 SH SOLE 10000 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 646 1379 SH SOLE 1379 0 0 INVESCO LTD SHS G491BT108 1169 70621 SH SOLE 70621 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 124 810 SH SOLE 810 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 23 595 SH SOLE 595 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 979 19276 SH SOLE 19276 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1010 10648 SH SOLE 10648 0 0 ISHARES TR TIPS BD ETF 464287176 987 9018 SH SOLE 9018 0 0 ISHARES TR CORE S&P500 ETF 464287200 328950 1308000 SH SOLE 1308000 0 0 ISHARES TR IBOXX INV CP ETF 464287242 246463 2185426 SH SOLE 1873800 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 74319 80242 SH SOLE 80242 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 6480 77522 SH SOLE 77522 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 17845 171902 SH SOLE 171902 0 0 ISHARES TR CORE US AGGBD ET 464287226 32260 303712 SH SOLE 303712 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 477 18447 SH SOLE 18447 0 0 ISHARES TR CUR HED MSCI GER 46434V704 492 20749 SH SOLE 20749 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 236 8317 SH SOLE 8317 0 0 ISHARES TR IBOXX HI YD ETF 464288513 27133 334811 SH SOLE 334811 0 0 ISHARES TR INTL SEL DIV ETF 464288448 88 3080 SH SOLE 3080 0 0 ISHARES TR JPMORGAN USD EMG 464288281 881 8511 SH SOLE 8511 0 0 ISHARES TR MBS ETF 464288588 18800 180008 SH SOLE 180008 0 0 ISHARES TR MORTGE REL ETF 46435G342 434 10769 SH SOLE 10769 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2097 53450 SH SOLE 53450 0 0 ISHARES TR MSCI INDIA ETF 46429B598 40 1185 SH SOLE 1185 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1687 12698 SH SOLE 12698 0 0 ISHARES TR S&P US PFD STK 464288687 29803 879131 SH SOLE 879131 0 0 ISHARES TR SELECT DIVID ETF 464287168 2255 25424 SH SOLE 25424 0 0 ISHARES TR U.S. ENERGY ETF 464287796 437 14107 SH SOLE 14107 0 0 ISHARES TR U.S. REAL ES ETF 464287739 650 8699 SH SOLE 8699 0 0 ISHARES TR US OIL EQ&SV ETF 464288844 110 5359 SH SOLE 5359 0 0 ISHARES US ETF TR INT RT HDG C B 46431W705 16312 179900 SH SOLE 179900 0 0 JOHNSON & JOHNSON COM 478160104 3688 28979 SH SOLE 28979 0 0 JPMORGAN CHASE & CO COM 46625H100 3476 35899 SH SOLE 35899 0 0 KIMBERLY CLARK CORP COM 494368103 2586 22840 SH SOLE 22840 0 0 LAUDER ESTEE COS INC CL A 518439104 1159 9015 SH SOLE 9015 0 0 LOCKHEED MARTIN CORP COM 539830109 2783 10652 SH SOLE 10652 0 0 MICRON TECHNOLOGY INC COM 595112103 529 16565 SH SOLE 16565 0 0 MICRON TECHNOLOGY INC CALL 595112903 0 20000 SH Call SOLE 20000 0 0 MICROSOFT CORP COM 594918104 4355 43378 SH SOLE 43378 0 0 NETFLIX INC COM 64110L106 3819 14942 SH SOLE 14942 0 0 NETFLIX INC CALL 64110L906 27 5000 SH Call SOLE 5000 0 0 NETFLIX INC PUT 64110L956 291 22500 SH Put SOLE 22500 0 0 NIKE INC CL B 654106103 3066 41799 SH SOLE 41799 0 0 NVIDIA CORP PUT 67066G954 728 55000 SH Put SOLE 55000 0 0 NVIDIA CORPORATION COM 67066G104 31352 239015 SH SOLE 239015 0 0 PAYPAL HOLDINGS INC COM 70450Y103 1426 16913 SH SOLE 16913 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 2054 20025 SH SOLE 20025 0 0 PROCTER AND GAMBLE CO COM 742718109 1410 15468 SH SOLE 15468 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 1163 36789 SH SOLE 36789 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 42929 666500 SH SOLE 666500 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 57963 637280 SH SOLE 531300 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 42735 689500 SH SOLE 689500 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 99136 817716 SH SOLE 817716 0 0 SPDR S&P500 ETF TR TR UNIT 78462F103 201970 809267 SH SOLE 809267 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 8758 38000 SH SOLE 38000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 187 2675 SH SOLE 2675 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1371 15438 SH SOLE 15438 0 0 SPLUNK INC COM 848637104 56 545 SH SOLE 545 0 0 SQUARE INC CL A 852234103 63664 1062312 SH SOLE 1062312 0 0 SQUARE INC CALL 852234903 290 150000 SH Call SOLE 150000 0 0 SQUARE INC PUT 852234953 1586 160000 SH Put SOLE 160000 0 0 STARBUCKS CORP COM 855244109 379 6000 SH SOLE 6000 0 0 SYSCO CORP COM 871829107 1071 17203 SH SOLE 17203 0 0 TRAVELERS COMPANIES INC COM 89417E109 2370 20043 SH SOLE 20043 0 0 TYSON FOODS INC CL A 902494103 602 11503 SH SOLE 11503 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 13543 1401978 SH SOLE 1401978 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3075 12489 SH SOLE 12489 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 299 14492 SH SOLE 14492 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS ADDED 92189H300 44 1325 SH SOLE 1325 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 128 4352 SH SOLE 4352 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4327 19000 SH SOLE 19000 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 170 2607 SH SOLE 2607 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1754 11765 SH SOLE 11765 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 7210 43649 SH SOLE 43649 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 383 6952 SH SOLE 6952 0 0 VISA INC COM CL A 92826C839 2924 22328 SH SOLE 22328 0 0 WALMART INC COM 931142103 1031 11195 SH SOLE 11195 0 0 WELLS FARGO CO NEW COM 949746101 179 3930 SH SOLE 3930 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 304 5408 SH SOLE 5408 0 0 XILINX INC COM 983919101 194 2306 SH SOLE 2306 0 0