General Manager Planning Dept, Global Markets Business Unit

0000950123-18-005098.txt : 20180514 0000950123-18-005098.hdr.sgml : 20180514 20180514080001 ACCESSION NUMBER: 0000950123-18-005098 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001022837 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17794 FILM NUMBER: 18828706 BUSINESS ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 BUSINESS PHONE: 81-3-3282-8111 MAIL ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP/FI DATE OF NAME CHANGE: 20021226 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO BANK LTD TOKYO /FI DATE OF NAME CHANGE: 19960913 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001022837 XXXXXXXX 03-31-2018 03-31-2018 SUMITOMO MITSUI FINANCIAL GROUP, INC.

1-2, MARUNOUCHI 1-CHOME CHIYODA-KU TOKYO M0 100-0005

13F HOLDINGS REPORT 028-17794 N Akihiro Kawara General Manager Planning Dept, Global Markets Business Unit 81-3-6706-6576 /s/ Akihiro Kawara Tokyo M0 05-14-2018 1 121 1085989 false 1 Sumitomo Mitsui Banking Corporation INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABBVIE INC COM 00287Y109 202 2130 SH SOLE 2130 0 0 ADOBE SYS INC COM 00724F101 108 500 SH SOLE 500 0 0 AFFILIATED MANAGERS GROUP COM 008252108 277 1460 SH SOLE 1460 0 0 AIR PRODS & CHEMS INC COM 009158106 2203 13853 SH SOLE 13853 0 0 ALPHABET INC CAP STK CL A 02079K305 866 835 SH SOLE 835 0 0 ALPHABET INC CAP STK CL C 02079K107 677 656 SH SOLE 656 0 0 ALTRIA GROUP INC COM 02209S103 3824 61367 SH SOLE 61367 0 0 AMAZON COM INC COM 023135106 47195 32608 SH SOLE 32608 0 0 AMGEN INC COM 031162100 2193 12864 SH SOLE 12864 0 0 APPLE INC COM 037833100 3186 18989 SH SOLE 18989 0 0 ARES CAP CORP COM COM 04010L103 564 35540 SH SOLE 35540 0 0 AT&T INC CALL 00206R902 2 35000 SH Call SOLE 35000 0 0 BANK AMER CORP COM 060505104 27 915 SH SOLE 915 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 95 13000 SH SOLE 13000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 140 700 SH SOLE 700 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 134 4200 SH SOLE 4200 0 0 BOSTON SCIENTIFIC CORP COM 101137107 199 7300 SH SOLE 7300 0 0 CAMECO CORP COM 13321L108 14 1500 SH SOLE 1500 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 2067 31517 SH SOLE 31517 0 0 CHEVRON CORP NEW COM 166764100 1596 13995 SH SOLE 13995 0 0 CISCO SYS INC COM 17275R102 2744 63982 SH SOLE 63982 0 0 CITIGROUP INC COM NEW 172967424 30 447 SH SOLE 447 0 0 CME GROUP INC COM 12572Q105 77613 471846 SH SOLE 471846 0 0 CUMMINS INC COM 231021106 1849 11410 SH SOLE 11410 0 0 DEERE & CO COM 244199105 93 600 SH SOLE 600 0 0 DIREXION SHS ETF TR ZACKS MLP HG INC 25459Y298 39 2760 SH SOLE 2760 0 0 DISNEY WALT CO COM DISNEY 254687106 374 3720 SH SOLE 3720 0 0 EOG RES INC COM 26875P101 91 860 SH SOLE 860 0 0 EQT CORP COM 26884L109 155 3270 SH SOLE 3270 0 0 EXXON MOBIL CORP COM 30231G102 2097 28110 SH SOLE 28110 0 0 FACEBOOK INC CL A 30303M102 1282 8020 SH SOLE 8020 0 0 GENERAL ELECTRIC CO COM 369604103 43 3171 SH SOLE 3171 0 0 GENERAL MTRS CO COM 37045V100 1603 44108 SH SOLE 44108 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 334 1325 SH SOLE 1325 0 0 INTEL CORP COM 458140100 137 2640 SH SOLE 2640 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 63 412 SH SOLE 412 0 0 INVESCO LTD SHS G491BT108 1437 44881 SH SOLE 44881 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 73 1620 SH SOLE 1620 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 691 11392 SH SOLE 11392 0 0 ISHARES INC MSCI MLY ETF NEW 46434G814 17 475 SH SOLE 475 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 113 4225 SH SOLE 4225 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 73 1905 SH SOLE 1905 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 7 397 SH SOLE 397 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 7928 94880 SH SOLE 94880 0 0 ISHARES TR 20 YR TR BD ETF 464287432 115 940 SH SOLE 940 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 19087 184972 SH SOLE 184972 0 0 ISHARES TR CORE US AGGBD ET 464287226 43695 407415 SH SOLE 407415 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 609 20773 SH SOLE 20773 0 0 ISHARES TR CUR HED MSCI GER 46434V704 569 20749 SH SOLE 20749 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 298 9278 SH SOLE 9278 0 0 ISHARES TR EUROPE ETF 464287861 145 3100 SH SOLE 3100 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 175 3715 SH SOLE 3715 0 0 ISHARES TR GLB CNS DISC ETF 464288745 100 900 SH SOLE 900 0 0 ISHARES TR GLOBAL TECH ETF 464287291 47 300 SH SOLE 300 0 0 ISHARES TR IBOXX HI YD ETF 464288513 34796 406302 SH SOLE 406302 0 0 ISHARES TR IBOXX INV CP ETF 464287242 267140 2275668 SH SOLE 401868 0 0 ISHARES TR INTL SEL DIV ETF 464288448 427 12937 SH SOLE 12937 0 0 ISHARES TR JPMORGAN USD EMG 464288281 2140 18967 SH SOLE 18967 0 0 ISHARES TR MBS ETF 464288588 23196 221670 SH SOLE 221670 0 0 ISHARES TR MORTGE REL ETF 46435G342 106 2504 SH SOLE 2504 0 0 ISHARES TR MSCI ACWI ETF 464288257 391 5460 SH SOLE 5460 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 4111 85156 SH SOLE 85156 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1633 15303 SH SOLE 15303 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1197 7883 SH SOLE 7883 0 0 ISHARES TR SELECT DIVID ETF 464287168 4510 47416 SH SOLE 47416 0 0 ISHARES TR TIPS BD ETF 464287176 1095 9685 SH SOLE 9685 0 0 ISHARES TR U.S. ENERGY ETF 464287796 1534 41484 SH SOLE 41484 0 0 ISHARES TR S&P US PFD STK 464288687 39920 1062821 SH SOLE 1062821 0 0 ISHARES TR U.S. REAL ES ETF 464287739 3260 43192 SH SOLE 43192 0 0 JOHNSON & JOHNSON COM 478160104 3477 27133 SH SOLE 27133 0 0 JPMORGAN CHASE & CO COM 46625H100 3863 35126 SH SOLE 35126 0 0 KIMBERLY CLARK CORP COM 494368103 2403 21824 SH SOLE 21824 0 0 LAM RESEARCH CORP COM 512807108 116 570 SH SOLE 570 0 0 LAUDER ESTEE COS INC CL A 518439104 1060 7083 SH SOLE 7083 0 0 LOCKHEED MARTIN CORP COM 539830109 3267 9667 SH SOLE 9667 0 0 MARATHON PETE CORP COM 56585A102 84 1150 SH SOLE 1150 0 0 MCDONALDS CORP COM 580135101 6 40 SH SOLE 40 0 0 MICROSOFT CORP COM 594918104 4485 49144 SH SOLE 49144 0 0 NETFLIX INC COM 64110L106 162 550 SH SOLE 550 0 0 NIKE INC CL B 654106103 2789 41985 SH SOLE 41985 0 0 NVIDIA CORP CALL 67066G904 18 1380 SH Call SOLE 1380 0 0 NVIDIA CORP COM 67066G104 266 1150 SH SOLE 1150 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 24 900 SH SOLE 900 0 0 PAYPAL HLDGS INC COM 70450Y103 97 1280 SH SOLE 1280 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 2087 20025 SH SOLE 20025 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 22 135 SH SOLE 135 0 0 PROCTER AND GAMBLE CO COM 742718109 1049 13230 SH SOLE 13230 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 1115 36789 SH SOLE 36789 0 0 SALESFORCE COM INC COM 79466L302 195 1680 SH SOLE 1680 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3567 67771 SH SOLE 67771 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 26 384 SH SOLE 384 0 0 SPDR CORE S&P500 ETF 78467Y107 184205 700000 SH SOLE 700000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 178636 740000 SH SOLE 740000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5821 46273 SH SOLE 46273 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 18623 71037 SH SOLE 52037 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 24169 596400 SH SOLE 7400 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 433 4748 SH SOLE 4748 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 33 379 SH SOLE 379 0 0 STARBUCKS CORP COM 855244109 43 750 SH SOLE 750 0 0 SYSCO CORP COM 871829107 914 15251 SH SOLE 15251 0 0 TRAVELERS COMPANIES INC COM 89417E109 2074 14935 SH SOLE 14935 0 0 TYSON FOODS INC CL A 902494103 1247 17037 SH SOLE 17037 0 0 ULTA BEAUTY INC COM 90384S303 118 580 SH SOLE 580 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 94 7202 SH SOLE 7202 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2267 10592 SH SOLE 10592 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 52 2650 SH SOLE 2650 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 159 4952 SH SOLE 4952 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF GOLD MINERS ETF 92189F106 643 29252 SH SOLE 29252 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 96 1200 SH SOLE 1200 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 43 320 SH SOLE 320 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 9848 38000 SH SOLE 38000 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 192 2607 SH SOLE 2607 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 42 510 SH SOLE 510 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 138 900 SH SOLE 900 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 6433 37621 SH SOLE 37621 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 57 1200 SH SOLE 1200 0 0 VISA INC COM CL A COM 92826C839 2462 20582 SH SOLE 20582 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 13 200 SH SOLE 200 0 0 WALMART INC COM 931142103 1520 17082 SH SOLE 17082 0 0 WELLS FARGO CO NEW COM 949746101 286 5450 SH SOLE 5450 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 396 6313 SH SOLE 6313 0 0