0001144204-11-037196.txt : 20110623 0001144204-11-037196.hdr.sgml : 20110623 20110623160136 ACCESSION NUMBER: 0001144204-11-037196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110407 FILED AS OF DATE: 20110623 DATE AS OF CHANGE: 20110623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARRIOTT LAURA ANNE CENTRAL INDEX KEY: 0001456770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21743 FILM NUMBER: 11927971 MAIL ADDRESS: STREET 1: 1550 S MILWAUKEE STREET CITY: DENVER STATE: CO ZIP: 80210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOMEDIA TECHNOLOGIES INC CENTRAL INDEX KEY: 0001022701 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 363680347 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CORPORATE CENTER II,SUITE 500 STREET 2: TWO CONCOURSE PARKWAY CITY: ATLANTA, STATE: GA ZIP: 30328 BUSINESS PHONE: 678-638-0460 MAIL ADDRESS: STREET 1: CORPORATE CENTER II,SUITE 500 STREET 2: TWO CONCOURSE PARKWAY CITY: ATLANTA, STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: DEVSYS INC DATE OF NAME CHANGE: 19960911 4 1 form442571_062311160117-.xml X0303 4 2011-04-07 0 0001022701 NEOMEDIA TECHNOLOGIES INC NEOM.OB 0001456770 MARRIOTT LAURA ANNE TWO CONCOURSE PARKWAY SUITE 500 ATLANTA GA US 30328 1 1 0 0 Chief Executive Officer Option to Buy 0.017 2011-04-07 4 J 0 51775 0.017 A 2021-04-07 Common Stock 51775 51775 D Option to Buy 0.017 2011-04-07 4 A 0 100000 0.017 A 2021-04-07 Common stock 100000 151775 D The Option to Buy was granted to Ms. Marriott on 04/07/2011 in replacement of two prior option agreements; the first was dated 01/01/2009 for her services as a Director of the Company; and the second was dated 04/29/2009 in exchnage for a temporary reduction in her compensation as a Director of the Company. The Option to Buy is subject to a right of accelerated vesting, and becomes exercisable upon the occurance of a qualifying Change in Control event. The Option to Buy vests and becomes exercisable as follows; on 04/07/2011 for 26,775 shares; on 01/01/2012 for 12,500 shares; and on 01/01/2013 for 12,500 shares. The Option to Buy vests so long as the Repoting Person remains in a relationship with the Company, as further defined in the Stock Option Agreement. The Option to Buy vests and becomes exercisable on a pro-rata monthly basis over an 18 month period beginning on 05/07/2011, such that the Option to Buy is fully vested on 08/07/2012 . The Option to Buy vests so long as the Repoting Person remains in a relationship with the Company, as further defined in the Stock Option Agreement. /s/ Laura A. Marriott 2011-06-23