0001144204-11-037137.txt : 20110623 0001144204-11-037137.hdr.sgml : 20110623 20110623112148 ACCESSION NUMBER: 0001144204-11-037137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110407 FILED AS OF DATE: 20110623 DATE AS OF CHANGE: 20110623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIMA MICHAEL WADE CENTRAL INDEX KEY: 0001445813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21743 FILM NUMBER: 11927052 MAIL ADDRESS: STREET 1: TWO CONCOURSE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOMEDIA TECHNOLOGIES INC CENTRAL INDEX KEY: 0001022701 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 363680347 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CORPORATE CENTER II,SUITE 500 STREET 2: TWO CONCOURSE PARKWAY CITY: ATLANTA, STATE: GA ZIP: 30328 BUSINESS PHONE: 678-638-0460 MAIL ADDRESS: STREET 1: CORPORATE CENTER II,SUITE 500 STREET 2: TWO CONCOURSE PARKWAY CITY: ATLANTA, STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: DEVSYS INC DATE OF NAME CHANGE: 19960911 4 1 form442553_062311112134-.xml X0303 4 2011-04-07 0 0001022701 NEOMEDIA TECHNOLOGIES INC NEOM.OB 0001445813 ZIMA MICHAEL WADE TWO CONCOURSE PARKWAY SUITE 500 ATLANTA GA US 30328 0 1 0 0 Chief Financial Officer Option to Buy 0.017 2011-04-07 4 J 0 55250 0.017 A 2021-04-07 Common Stock 55250 55250 D Option to Buy 0.017 2011-04-07 4 A 0 100000 0.017 A 2021-04-07 Common Stock 100000 155250 D The Option to purchase was granted to Mr. Zima on 04/07/2011 in replacement of three prior option agreements; the first of which was dated 08/28/2008 for his services as Vice President finance of the Company; the second of which was dated 9/17/2008 for his services as Chief Financial Officer of the Company; and the third of which was dated 04/29/2009 in exchnage for a temporary reduction in his compensation. The Option to purchase is subject to a right of accelerated vesting, and become exercisable upon the occurance of a qualifying Change in Control event. The Option vests as follows; on 04/07/2011 for 30,250 shares; on 08/28/2011 for 1,250 shares; on 09/17/2011 for 11,250 shares; on 08/28/2012 for 1,250 shares; and on 09/17/2012 for 11,250 shares. The Option vests so long as the Reporting Person is employed or remains in a relationship with the Company, as further defined in the Stock Option Agreement. The Option vests as follows; on April 7, 2012 for 25,000 shares; on April 7, 2013 for 25,000 shares; on April 7, 2014 for 25,000 shares; and on April 7, 2015 for 25,000 shares. The Option vests so long as the Reporting Person is employed or remains in a relationship with the Company, as further defined in the Stock Option Agreement. /s/ Michael W. Zima 2011-06-23