-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NNeV2j4gnqtZVJq1G8Far1R37xz+bAQe+/oUxZfrncZPc4q+6Qi78HEMxaA0Pnsk uDVtDfgZMtIHWh+XG/qjrA== 0001144204-09-036736.txt : 20090709 0001144204-09-036736.hdr.sgml : 20090709 20090709174034 ACCESSION NUMBER: 0001144204-09-036736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20090429 FILED AS OF DATE: 20090709 DATE AS OF CHANGE: 20090709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIMA MICHAEL WADE CENTRAL INDEX KEY: 0001445813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21743 FILM NUMBER: 09937842 MAIL ADDRESS: STREET 1: TWO CONCOURSE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOMEDIA TECHNOLOGIES INC CENTRAL INDEX KEY: 0001022701 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 363680347 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CORPORATE CENTER II,SUITE 500 STREET 2: TWO CONCOURSE PARKWAY CITY: ATLANTA, STATE: GA ZIP: 30328 BUSINESS PHONE: 678-638-0460 MAIL ADDRESS: STREET 1: CORPORATE CENTER II,SUITE 500 STREET 2: TWO CONCOURSE PARKWAY CITY: ATLANTA, STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: DEVSYS INC DATE OF NAME CHANGE: 19960911 4 1 v154488_ex.xml X0303 4 2009-04-29 0 0001022701 NEOMEDIA TECHNOLOGIES INC NEOM 0001445813 ZIMA MICHAEL WADE 3293 LEEDS WAY DULUTH, GA 30096 0 1 0 0 Chief Financial Officer Option to Buy 0.01 2008-08-28 4 J 0 500000 0.01 A 2019-01-01 Common Stock 500000 500000 D Option to Buy 0.01 2008-09-17 4 J 0 4500000 0.01 A 2018-06-10 Common Stock 4500000 5000000 D Option to Buy 0.02 2009-04-29 4 A 0 525000 0.02 A 2019-04-29 Common Stock 525000 5525000 D All unvested non-qualified stock options which had been previously issued and previously not reportable, now vest and become exercisable upon the occurrence of a qualifying Change in Control event, as a result of certain resolutions passed by the Issuer's Board of Directors (and Stock Option Committee) on April 29, 2009. The stock options were granted to Mr. Zima as compensation in consideration for his services as Vice President Finance of the Company. The stock options were granted to Mr. Zima as compensation in consideration for his services as Chief Financial Officer of the Company. Pursuant to the schedule on Exhibit 99.1 attached hereto, this stock option grant vests ratably over the four (4) years beginning on August 28, 2009, so long as the Reporting Person remains employed with the Company. Pursuant to the schedule on Exhibit 99.2 attached hereto, this stock option grant vests ratably over the four (4) years beginning on September 17,2009, so long as the Reporting Person remains employed with the Company. Pursuant to the schedule on Exhibit 99.3 attached hereto, this stock option grant vests over twelve (12) months beginning May 29, 2009 so long as the Reporting Person remains employed with the Company. /s/ Michael W. Zima 2009-06-22 EX-99.1 2 v154488_ex99-1.txt Exhibit 99.1 Date Vested Options - -------------------------------- ------------------------------ 08/28/2009 125,000 08/28/2010 125,000 08/28/2011 125,000 08/28/2012 125,000 EX-99.2 3 v154488_ex99-2.txt Exhibit 99.2 Date Vested Options - -------------------------------- ------------------------------ 09/17/2009 1,125,000 09/17/2010 1,125,000 09/17/2011 1,125,000 09/17/2012 1,125,000 EX-99.3 4 v154488_ex99-3.txt Exhibit 99.3 Date Vested Options - -------------------------------- ------------------------------ May 29, 2009 43,750 June 29, 2009 43,750 July 29, 2009 43,750 August 29, 2009 43,750 September 29, 2009 43,750 October 29, 2009 43,750 November 29, 2009 43,750 December 29, 2009 43,750 January 29, 2010 43,750 February 29, 2010 43,750 March 29, 2010 43,750 April 29, 2010 43,750 -----END PRIVACY-ENHANCED MESSAGE-----