-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OEByjdU5oY1PkrAubD569Lrawyr1jOBpyOGUOc1y8oSwqtsBgPwgIJsde9CYkC94 aUv7+7Y+DEulgAMI68Em3w== 0001209191-04-018244.txt : 20040331 0001209191-04-018244.hdr.sgml : 20040331 20040331172702 ACCESSION NUMBER: 0001209191-04-018244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970819 FILED AS OF DATE: 20040331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEEL DYNAMICS INC CENTRAL INDEX KEY: 0001022671 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 351929476 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6714 POINTE INVERNESS WAY STREET 2: SUITE 200 CITY: FORT WAYNE STATE: IN ZIP: 46804 BUSINESS PHONE: 2604593553 MAIL ADDRESS: STREET 1: 6714 POINTE INVERNESS WAY STREET 2: SUITE 200 CITY: FORT WAYNE STATE: IN ZIP: 46804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATES JOHN C CENTRAL INDEX KEY: 0001027286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21719 FILM NUMBER: 04707020 BUSINESS ADDRESS: STREET 1: 640 LAVOY ROAD CITY: ERIE STATE: MI ZIP: 48133 BUSINESS PHONE: 7348482172 MAIL ADDRESS: STREET 1: 640 LAVOY ROAD CITY: ERIE STATE: MI ZIP: 48133 4 1 bny95093_bny1jcb1.xml MAIN DOCUMENT DESCRIPTION X0201 4 1997-08-19 0 0001022671 STEEL DYNAMICS INC STLD 0001027286 BATES JOHN C C/O HEIDTMAN STEEL PRODUCTS, INC. 640 LAVOY RD. ERIE MI 48133 1 0 0 0 Common Stock 1997-08-19 4 S 0 100000 25.0000 D 2917139 I See Footnote. Common Stock 1997-12-29 4 S 0 2917139 3.3687 D 0 I See Footnote. Common Stock 1997-12-29 4 P 0 2237066 3.3687 A 2237066 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 1998-08-31 4 P 0 33000 11.0000 A 2270066 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 1998-09-01 4 P 0 24800 11.0000 A 2294866 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 1998-09-10 4 P 0 31600 11.0000 A 2326466 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 1998-10-02 4 P 0 10600 11.0000 A 2337066 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 1998-10-07 4 P 0 45000 10.0000 A 2382066 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 1998-10-07 4 P 0 5000 10.0000 A 2387066 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 1998-12-22 4 P 0 643426 19.3800 A 3030492 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-03-09 4 P 0 222500 13.1300 A 3252992 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-03-22 4 S 0 34200 14.0172 D 3218792 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-04-04 4 P 0 34200 11.3100 A 3252992 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-05-01 4 P 0 114951 16.0000 A 3367943 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-05-22 4 P 0 87500 10.0600 A 3455443 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-07-20 4 S 0 1000 10.0997 D 3454443 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-07-20 4 S 0 2200 10.1897 D 3452243 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-07-20 4 S 0 2100 10.1897 D 3450143 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-07-20 4 S 0 700 10.1897 D 3449443 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-07-20 4 S 0 4000 10.0997 D 3445443 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-07-21 4 S 0 5000 10.4397 D 3440443 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-07-21 4 S 0 25000 10.2522 D 3415443 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-07-21 4 S 0 47500 10.4396 D 3367943 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-07-21 4 S 0 50000 10.1897 D 3317943 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2000-08-08 4 S 0 68500 11.9396 D 3249443 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2001-01-04 4 S 0 4900 11.0021 D 3244543 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2001-01-04 4 S 0 4400 10.9396 D 3240143 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2001-01-04 4 S 0 4100 10.9396 D 3236043 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2001-01-04 4 S 0 3100 11.0021 D 3232943 I Through control of Heidtman Steel Products, Inc., which holds these shares Common Stock 2001-01-04 4 S 0 2300 10.9396 D 3230643 I Through control of Heidtman Steel Products, Inc., which holds these shares Through control of Heidtman Steel Products Inc., which beneficially owns shares held by Keylock Investments Limited Pursuant to Section 16(b) of the Exchange Act of 1934, as amended, the reporting person hereunder has agreed to pay to Steel Dynamics, Inc., and Steel Dynamics, Inc. has agreed to accept, $235,636, representing disgorgement of short swing profits realized from certain transactions reported hereunder. /s/ John C. Bates 2004-03-10 -----END PRIVACY-ENHANCED MESSAGE-----