0001027286-14-000001.txt : 20140114 0001027286-14-000001.hdr.sgml : 20140114 20140114120214 ACCESSION NUMBER: 0001027286-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140110 FILED AS OF DATE: 20140114 DATE AS OF CHANGE: 20140114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEEL DYNAMICS INC CENTRAL INDEX KEY: 0001022671 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 351929476 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7575 W JEFFERSON BLVD CITY: FORT WAYNE STATE: IN ZIP: 46804 BUSINESS PHONE: 260 459 3553 MAIL ADDRESS: STREET 1: 7575 W JEFFERSON BLVD CITY: FORT WAYNE STATE: IN ZIP: 46804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATES JOHN C CENTRAL INDEX KEY: 0001027286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21719 FILM NUMBER: 14526488 MAIL ADDRESS: STREET 1: 640 LAVOY ROAD CITY: ERIE STATE: MI ZIP: 48133 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-10 0001022671 STEEL DYNAMICS INC STLD 0001027286 BATES JOHN C 640 LAVOY ROAD ERIE MI 48133 1 0 0 0 Common Stock 2014-01-10 4 A 0 87 0 A 18410 D Common Stock 470403 I See footnote Represents the number of additional shares of common stock underlying deferred stock units (DSUs) issued to the reporting person as a dividend equivalent reinvestment on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. Amended and Restated 2006 Equity Incentive Plan. This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3). Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3). Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total. Through control of Heidtman Steel Products, Inc., which holds these shares. Mr. Bates disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. John C. Bates 2014-01-14