0001027286-13-000002.txt : 20130415
0001027286-13-000002.hdr.sgml : 20130415
20130415122420
ACCESSION NUMBER: 0001027286-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130412
FILED AS OF DATE: 20130415
DATE AS OF CHANGE: 20130415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BATES JOHN C
CENTRAL INDEX KEY: 0001027286
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21719
FILM NUMBER: 13760540
MAIL ADDRESS:
STREET 1: 640 LAVOY ROAD
CITY: ERIE
STATE: MI
ZIP: 48133
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEEL DYNAMICS INC
CENTRAL INDEX KEY: 0001022671
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 351929476
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7575 W JEFFERSON BLVD
CITY: FORT WAYNE
STATE: IN
ZIP: 46804
BUSINESS PHONE: 260 459 3553
MAIL ADDRESS:
STREET 1: 7575 W JEFFERSON BLVD
CITY: FORT WAYNE
STATE: IN
ZIP: 46804
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-04-12
0001022671
STEEL DYNAMICS INC
STLD
0001027286
BATES JOHN C
640 LAVOY ROAD
ERIE
MI
48133
1
0
0
0
Common Stock
2013-04-12
4
A
0
8803
0
A
32655
D
Common Stock
450000
I
See footnote
Deferred Stock Units
0
2013-04-12
2013-04-12
4
J
0
8739
0
D
2017-06-01
2017-06-01
Common Stock
8739
0
D
Represents the number of additional shares of common stock underlying deferred stock units (DSUs) issued to the reporting person as a dividend equivalent reinvestment on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. Amended and Restated 2006 Equity Incentive Plan. This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).
Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).
Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.
Reflects the addition of DSUs previously reported in Table II of Form 4, and hereby moved from Table II to Table I, by virtue of footnote (2).
The DSUs previously reported in Table II have now been moved to Table I and reported as directly owned shares of common stock and will be reported as such in the future until the underlying DSUs are settled at the end of their deferral period.
Through control of Heidtman Steel Products, Inc., which holds these shares. Mr. Bates disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
John C. Bates
2013-04-15