0001022671-16-000036.txt : 20161017 0001022671-16-000036.hdr.sgml : 20161017 20161017162246 ACCESSION NUMBER: 0001022671-16-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161014 FILED AS OF DATE: 20161017 DATE AS OF CHANGE: 20161017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEEL DYNAMICS INC CENTRAL INDEX KEY: 0001022671 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 351929476 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7575 W JEFFERSON BLVD CITY: FORT WAYNE STATE: IN ZIP: 46804 BUSINESS PHONE: 260 459 3553 MAIL ADDRESS: STREET 1: 7575 W JEFFERSON BLVD CITY: FORT WAYNE STATE: IN ZIP: 46804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATES JOHN C CENTRAL INDEX KEY: 0001027286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21719 FILM NUMBER: 161939025 MAIL ADDRESS: STREET 1: 640 LAVOY ROAD CITY: ERIE STATE: MI ZIP: 48133 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-14 0001022671 STEEL DYNAMICS INC STLD 0001027286 BATES JOHN C 640 LAVOY ROAD ERIE MI 48133 1 0 0 0 Common Stock 2016-10-14 4 A 0 222 0 A 44335 D Represents the number of additional shares of common stock underlying deferred stock units (DSUs) issued to the reporting person as a dividend equivalent on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3). Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3). Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total. John C. Bates 2016-10-17