0001379900-16-000006.txt : 20161004
0001379900-16-000006.hdr.sgml : 20161004
20161004175032
ACCESSION NUMBER: 0001379900-16-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVATEL WIRELESS INC
CENTRAL INDEX KEY: 0001022652
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 860824673
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9645 SCRANTON ROAD
STREET 2: SUITE 205
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8583208800
MAIL ADDRESS:
STREET 1: 9645 SCRANTON ROAD
STREET 2: SUITE 205
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEK STEPHEN
CENTRAL INDEX KEY: 0001379900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31659
FILM NUMBER: 161920444
MAIL ADDRESS:
STREET 1: 6815 FLANDERS DRIVE SUITE 210
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-10-01
0001022652
NOVATEL WIRELESS INC
MIFI
0001379900
SEK STEPHEN
9645 SCRANTON ROAD
SAN DIEGO
CA
92121
0
1
0
0
Chief Technology Officer
Common Stock
2016-10-01
4
M
0
7500
0
A
250181
D
Common Stock
2016-10-01
4
F
0
2818
3.14
D
251771
D
Reflects vesting of Restricted Stock Units previously awarded to the Reporting Person.
Automatic disposition of shares back to Issuer (and subsequent cancellation therof) soley to satisfy immediate payroll tax withholding obligation triggered by the vesting of restricted stock. The Reporting Person received no proceeds from this transaction.
Of the 251,771 shares reported, 4,408 shares were purchased through the Employee Stock Plan on 5/13/16.
Stephen Sek
2016-10-01