0001379900-16-000006.txt : 20161004 0001379900-16-000006.hdr.sgml : 20161004 20161004175032 ACCESSION NUMBER: 0001379900-16-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATEL WIRELESS INC CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 860824673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8583208800 MAIL ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEK STEPHEN CENTRAL INDEX KEY: 0001379900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31659 FILM NUMBER: 161920444 MAIL ADDRESS: STREET 1: 6815 FLANDERS DRIVE SUITE 210 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-01 0001022652 NOVATEL WIRELESS INC MIFI 0001379900 SEK STEPHEN 9645 SCRANTON ROAD SAN DIEGO CA 92121 0 1 0 0 Chief Technology Officer Common Stock 2016-10-01 4 M 0 7500 0 A 250181 D Common Stock 2016-10-01 4 F 0 2818 3.14 D 251771 D Reflects vesting of Restricted Stock Units previously awarded to the Reporting Person. Automatic disposition of shares back to Issuer (and subsequent cancellation therof) soley to satisfy immediate payroll tax withholding obligation triggered by the vesting of restricted stock. The Reporting Person received no proceeds from this transaction. Of the 251,771 shares reported, 4,408 shares were purchased through the Employee Stock Plan on 5/13/16. Stephen Sek 2016-10-01