0001379828-16-000042.txt : 20160105 0001379828-16-000042.hdr.sgml : 20160105 20160105183935 ACCESSION NUMBER: 0001379828-16-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATEL WIRELESS INC CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 860824673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8583208800 MAIL ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWENSON SUSAN CENTRAL INDEX KEY: 0001112671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31659 FILM NUMBER: 161324600 MAIL ADDRESS: STREET 1: C/O PALM INC STREET 2: 5470 GREAT AMERICAN PARKWAY MS12116 CITY: SANTA CLARA STATE: CA ZIP: 95052 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-01-04 0 0001022652 NOVATEL WIRELESS INC MIFI 0001112671 SWENSON SUSAN 9645 SCRANTON ROAD SUITE 205 SAN DIEGO CA 92121 1 1 0 0 Chief Executive Officer Non-Qualified Stock Option (right to buy) 1.66 2016-01-04 4 A 0 951550.0 0.0 A 2026-01-04 Common Stock 951550 951550 D This option shall vest over four (4) years, 25% of which shall vest on the one-year anniversary of the grant date, followed by 36 months of ratable monthly vesting. /s/ Susan Swenson 2016-01-05