0001379828-15-000039.txt : 20151005 0001379828-15-000039.hdr.sgml : 20151005 20151005182144 ACCESSION NUMBER: 0001379828-15-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151005 DATE AS OF CHANGE: 20151005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATEL WIRELESS INC CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 860824673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8583208800 MAIL ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEK STEPHEN CENTRAL INDEX KEY: 0001379900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31659 FILM NUMBER: 151144532 MAIL ADDRESS: STREET 1: 6815 FLANDERS DRIVE SUITE 210 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-10-01 0 0001022652 NOVATEL WIRELESS INC MIFI 0001379900 SEK STEPHEN 9645 SCRANTON ROAD SUITE 205 SAN DIEGO CA 92121 0 1 0 0 Chief Technology Officer Common Stock 2015-10-01 4 M 0 7500.0 0.0 A 102790 D Common Stock 2015-10-01 4 F 0 2818.0 2.16 D 99972 D Reflects vesting of Restricted Stock Units previously awarded to the Reporting Person. Automatic disposition of shares back to Issuer (and subsequent cancellation thereof) solely to satisfy immediate payroll tax withholding obligation triggered by the vesting of restricted stock. The Reporting Person received no proceeds from this transaction. /s/ Michael Newman, Attorney-in-Fact 2015-10-05