-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SCXO4S800sNB0Og+Lyrh8+3oMGjJ+j+OwNjqect8vKBDhcXdByaReGOs3vqYG15G Ob4M8wnkWgXJ3mzcTToh8Q== 0001170918-04-000088.txt : 20040206 0001170918-04-000088.hdr.sgml : 20040206 20040206181323 ACCESSION NUMBER: 0001170918-04-000088 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040130 FILED AS OF DATE: 20040206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATEL WIRELESS INC CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 860824673 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 9255 TOWNE CENTRE DR STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8583208800 MAIL ADDRESS: STREET 1: 9255 TOWNE CENTRE DR STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOUISSI SLIM S CENTRAL INDEX KEY: 0001278642 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31659 FILM NUMBER: 04575543 BUSINESS ADDRESS: STREET 1: 9255 TOWNE DRIVE STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121-3030 BUSINESS PHONE: 8583208800 3 1 nwi04-005_ex.xml X0201 3 2004-01-30 0 0001022652 NOVATEL WIRELESS INC NVTL 0001278642 SOUISSI SLIM S 9255 TOWNE CENTRE DRIVE SUITE 225 SAN DIEGO CA 92121-3030 0 1 0 0 VP & Chief Technology Officer Common Stock, $0.001 par value 20 D Incentive Stock Option (Right to Buy) 75.00 2010-05-31 Common Stock 3000 D Incentive Stock Option (Right to Buy) 17.85 2011-07-17 Common Stock 1000 D Incentive Stock Option (Right to Buy) 15.30 2011-10-23 Common Stock 1333 D Incentive Stock Option (Right to Buy) 2.23 2003-04-30 2012-10-31 Common Stock 2293 D Incentive Stock Option (Right to Buy) 2.65 2013-06-26 Common Stock 96763 D Non-Qualified Stock Option (Right to Buy) 2.65 2013-06-26 Common Stock 150944 D 25% of the shares subject to the option vests and becomes exercisable on the first anniversary of grant and 1/3 of the remaining balance vests and becomes exercisable on each anniversary thereafter. 25% of the shares subject to the option vests and becomes exercisable on the first anniversary of grant and 1/36th of the remaining balance vests and becomes exercisable each month thereafter. 20% of the shares subject to the option vests and becomes exercisable 6 months following grant and 1/30th of the remaining balance vests and becomes exercisable each month thereafter. /s/ Patrick T. Waters, Attorney-in-Fact 2004-02-06 -----END PRIVACY-ENHANCED MESSAGE-----