-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RkIb6AMHTF4oW0lRrFKT/hsB1alXMdadn2CrX0whRiQqimB2Ca6xP48DjB6bv/sI FHSdAK2CEFP6gUfJnEWuzA== 0001170918-04-000086.txt : 20040206 0001170918-04-000086.hdr.sgml : 20040206 20040206175921 ACCESSION NUMBER: 0001170918-04-000086 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040130 FILED AS OF DATE: 20040206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATEL WIRELESS INC CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 860824673 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 9255 TOWNE CENTRE DR STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8583208800 MAIL ADDRESS: STREET 1: 9255 TOWNE CENTRE DR STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBRIGHT PATRICK J CENTRAL INDEX KEY: 0001278640 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31659 FILM NUMBER: 04575487 BUSINESS ADDRESS: STREET 1: 9255 TOWNE DRIVE STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121-3030 BUSINESS PHONE: 8583208800 3 1 nwi04-004_ex.xml X0201 3 2004-01-30 0 0001022652 NOVATEL WIRELESS INC NVTL 0001278640 OBRIGHT PATRICK J 9255 TOWNE CENTRE DRIVE SUITE 225 SAN DIEGO CA 92121-3030 0 1 0 0 VP Operations & General Mgr. Incentive Stock Option (Right to Buy) 165.00 2010-09-09 Common Stock 400 D Incentive Stock Option (Right to Buy) 17.85 2011-07-17 Common Stock 1933 D Incentive Stock Option (Right to Buy) 17.85 2011-07-17 Common Stock 1000 D Incentive Stock Option (Right to Buy) 2.23 2003-04-30 2012-10-31 Common Stock 1433 D Non-Qualified Stock Option (Right to Buy) 2.65 2013-06-26 Common Stock 130006 D Incentive Stock Option (Right to Buy) 2.65 2013-06-26 Common Stock 118561 D 25% of the shares subject to the option vests and becomes exercisable on the first anniversary of grant and 1/3 of the remaining balance vests and becomes exercisable on each anniversary thereafter. 25% of the shares subject to the option vests and becomes exercisable on the first anniversary of grant and 1/36th of the remaining balance vests and becomes exercisable each month thereafter. 20% of the shares subject to the option vests and becomes exercisable 6 months following grant and 1/30th of the remaining balance vests and becomes exercisable each month thereafter. /s/ Patrick T. Waters, Attorney-in-Fact 2004-02-06 -----END PRIVACY-ENHANCED MESSAGE-----