0001140361-16-056438.txt : 20160303 0001140361-16-056438.hdr.sgml : 20160303 20160303184652 ACCESSION NUMBER: 0001140361-16-056438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATEL WIRELESS INC CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 860824673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8583208800 MAIL ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCONE PHILIP CENTRAL INDEX KEY: 0001233569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31659 FILM NUMBER: 161483037 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml X0306 4 2016-03-01 0001022652 NOVATEL WIRELESS INC MIFI 0001233569 FALCONE PHILIP 9645 SCRANTON ROAD SAN DIEGO CA 92121 true Common Stock 2016-03-01 4 A 0 42500 0 A 91023 D The Restricted Stock Units vest in full on March 1, 2017. Each Restricted Stock Unit represents the contingent right to receive one share of common stock upon vesting of the unit. /s/ Philip Falcone 2016-03-03