0001022652-16-000085.txt : 20160308 0001022652-16-000085.hdr.sgml : 20160308 20160308194612 ACCESSION NUMBER: 0001022652-16-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATEL WIRELESS INC CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 860824673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8583208800 MAIL ADDRESS: STREET 1: 9645 SCRANTON ROAD STREET 2: SUITE 205 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWENSON SUSAN CENTRAL INDEX KEY: 0001112671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31659 FILM NUMBER: 161493089 MAIL ADDRESS: STREET 1: C/O PALM INC STREET 2: 5470 GREAT AMERICAN PARKWAY MS12116 CITY: SANTA CLARA STATE: CA ZIP: 95052 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-03-04 0 0001022652 NOVATEL WIRELESS INC MIFI 0001112671 SWENSON SUSAN 9645 SCRANTON ROAD SAN DIEGO CA 92121 1 1 0 0 Chief Executive Officer Common Stock 2016-03-04 4 M 0 5000 A 1034708 D Common Stock 2016-03-04 4 F 0 2189 1.7 D 1032519 D Restricted Stock Units 2016-03-04 4 M 0 5000 0 D Common Stock 5000 0 D Restricted Stock Units convert into common stock on a one-for-one basis. Represents shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units and does not represent a sale by the reporting person. On March 4, 2013, the reporting person was granted 15,000 Restricted Stock Units, vesting one-third annually beginning on the first anniversary of the award date. /s/Michael Newman, Attorney-in-Fact 2016-03-08