0000950142-18-002101.txt : 20181029
0000950142-18-002101.hdr.sgml : 20181029
20181029172414
ACCESSION NUMBER: 0000950142-18-002101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181025
FILED AS OF DATE: 20181029
DATE AS OF CHANGE: 20181029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller Brian
CENTRAL INDEX KEY: 0001749976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38358
FILM NUMBER: 181144994
MAIL ADDRESS:
STREET 1: 115 EAST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Sound Trading, LP
CENTRAL INDEX KEY: 0001633979
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38358
FILM NUMBER: 181144995
BUSINESS ADDRESS:
STREET 1: 115 EAST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-340-8400
MAIL ADDRESS:
STREET 1: 115 EAST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Sound Management, Inc.
CENTRAL INDEX KEY: 0001749646
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38358
FILM NUMBER: 181144996
BUSINESS ADDRESS:
STREET 1: 115 EAST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-340-8300
MAIL ADDRESS:
STREET 1: 115 EAST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSEEGO CORP.
CENTRAL INDEX KEY: 0001022652
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 813377646
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9605 SCRANTON ROAD
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8588123400
MAIL ADDRESS:
STREET 1: 9605 SCRANTON ROAD
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: NOVATEL WIRELESS INC
DATE OF NAME CHANGE: 20000726
4
1
es1801172_4-inseego.xml
OWNERSHIP DOCUMENT
X0306
4
2018-10-25
0
0001022652
INSEEGO CORP.
INSG
0001749976
Miller Brian
115 EAST PUTNAM AVENUE
GREENWICH
CT
06830
1
0
1
0
0001633979
North Sound Trading, LP
115 EAST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001749646
North Sound Management, Inc.
115 EAST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
Common Stock
2018-10-25
4
A
0
42521
0
A
42521
D
Common Stock
7525500
I
See Footnote
The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date.
The restricted stock units convert into common stock on a one-for-one basis.
The restricted stock units are owned directly by Mr. Miller.
The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation, which in turn is the general partner of North Sound Trading. Mr. Miller is a director of the Issuer.
/s/ Brian Miller
2018-10-29
/s/ Brian Miller, President of North Sound Management, Inc., acting as General Partner of North Sound Trading, LP
2018-10-29
/s/ Brian Miller, President of North Sound Management, Inc.
2018-10-29