0000950142-18-002101.txt : 20181029 0000950142-18-002101.hdr.sgml : 20181029 20181029172414 ACCESSION NUMBER: 0000950142-18-002101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181025 FILED AS OF DATE: 20181029 DATE AS OF CHANGE: 20181029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Brian CENTRAL INDEX KEY: 0001749976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38358 FILM NUMBER: 181144994 MAIL ADDRESS: STREET 1: 115 EAST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Sound Trading, LP CENTRAL INDEX KEY: 0001633979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38358 FILM NUMBER: 181144995 BUSINESS ADDRESS: STREET 1: 115 EAST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-340-8400 MAIL ADDRESS: STREET 1: 115 EAST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Sound Management, Inc. CENTRAL INDEX KEY: 0001749646 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38358 FILM NUMBER: 181144996 BUSINESS ADDRESS: STREET 1: 115 EAST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-340-8300 MAIL ADDRESS: STREET 1: 115 EAST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INSEEGO CORP. CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 813377646 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9605 SCRANTON ROAD STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8588123400 MAIL ADDRESS: STREET 1: 9605 SCRANTON ROAD STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: NOVATEL WIRELESS INC DATE OF NAME CHANGE: 20000726 4 1 es1801172_4-inseego.xml OWNERSHIP DOCUMENT X0306 4 2018-10-25 0 0001022652 INSEEGO CORP. INSG 0001749976 Miller Brian 115 EAST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 0001633979 North Sound Trading, LP 115 EAST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001749646 North Sound Management, Inc. 115 EAST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 Common Stock 2018-10-25 4 A 0 42521 0 A 42521 D Common Stock 7525500 I See Footnote The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date. The restricted stock units convert into common stock on a one-for-one basis. The restricted stock units are owned directly by Mr. Miller. The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation, which in turn is the general partner of North Sound Trading. Mr. Miller is a director of the Issuer. /s/ Brian Miller 2018-10-29 /s/ Brian Miller, President of North Sound Management, Inc., acting as General Partner of North Sound Trading, LP 2018-10-29 /s/ Brian Miller, President of North Sound Management, Inc. 2018-10-29