0001022646-20-000023.txt : 20200902
0001022646-20-000023.hdr.sgml : 20200902
20200902183307
ACCESSION NUMBER: 0001022646-20-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200831
FILED AS OF DATE: 20200902
DATE AS OF CHANGE: 20200902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson C Bradley
CENTRAL INDEX KEY: 0001518277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33614
FILM NUMBER: 201157912
MAIL ADDRESS:
STREET 1: C/O ULTRA PETROLEUM CORP.
STREET 2: 116 INVERNESS DRIVE EAST, SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRA PETROLEUM CORP
CENTRAL INDEX KEY: 0001022646
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 116 EAST INVERNESS DRIVE
STREET 2: SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 303-708-9740
MAIL ADDRESS:
STREET 1: 116 EAST INVERNESS DRIVE
STREET 2: SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-08-31
0
0001022646
ULTRA PETROLEUM CORP
UPLCQ
0001518277
Johnson C Bradley
C/O ULTRA PETROLEUM CORP.
116 INVERNESS DRIVE EAST, SUITE 400
ENGLEWOOD
CO
80112
1
1
0
0
President and CEO
Common Stock
2020-08-31
4
S
0
1298829
0.0064
D
0
D
Restricted Stock Units
Common Stock
2104590
2104590
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0060 to $0.0070, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range stated.
Each restricted stock unit represents a contingent right to receive one common share of the Company.
163,623 of such remaining restricted stock units are time-based and will vest, if at all, in one remaining annual installment on May 25, 2021. 239,808 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in two equal annual installments beginning on March 1, 2021. The time-based awards will terminate, and the applicable restricted stock units will not vest, if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest.
(Continued from Footnote 3) 1,701,159 of such restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested.
/s/ C. Bradley Johnson
2020-09-02