0001022646-20-000011.txt : 20200423
0001022646-20-000011.hdr.sgml : 20200423
20200423170743
ACCESSION NUMBER: 0001022646-20-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200422
FILED AS OF DATE: 20200423
DATE AS OF CHANGE: 20200423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KERR KASON
CENTRAL INDEX KEY: 0001774187
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33614
FILM NUMBER: 20811769
MAIL ADDRESS:
STREET 1: C/O ULTRA PETROLEUM CORP.
STREET 2: 116 INVERNESS DRIVE EAST, SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRA PETROLEUM CORP
CENTRAL INDEX KEY: 0001022646
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 116 EAST INVERNESS DRIVE
STREET 2: SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 303-708-9740
MAIL ADDRESS:
STREET 1: 116 EAST INVERNESS DRIVE
STREET 2: SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-04-22
0
0001022646
ULTRA PETROLEUM CORP
UPLC
0001774187
KERR KASON
C/O ULTRA PETROLEUM CORP.
116 INVERNESS DRIVE EAST, SUITE 400
ENGLEWOOD
CO
80112
0
1
0
0
VP, Gen Counsel, Corp Secy
Common Stock
2020-04-22
4
M
0
28333
A
128333
D
Common Stock
2020-04-22
4
F
0
7989
0.029
D
120334
D
Restricted Stock Units
2020-04-22
4
M
0
28333
0
D
Common Stock
28333
226667
D
Such time-based restricted stock units converted into common stock on a one-for-one basis.
On April 22, 2019, the Reporting Person was granted 85,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on April 22, 2020.
Following the transaction reported herein, 56,666 of such remaining restricted stock units are time-based and will vest, if at all, in two equal annual installments beginning on April 22, 2021. The time-based awards will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest.
(Continued from Footnote 3) 170,000 of the restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested.
/s/ Kason D. Kerr
2020-04-23