0001022646-20-000006.txt : 20200303
0001022646-20-000006.hdr.sgml : 20200303
20200303161812
ACCESSION NUMBER: 0001022646-20-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200301
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson C Bradley
CENTRAL INDEX KEY: 0001518277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33614
FILM NUMBER: 20682520
MAIL ADDRESS:
STREET 1: C/O ULTRA PETROLEUM CORP.
STREET 2: 116 INVERNESS DRIVE EAST, SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRA PETROLEUM CORP
CENTRAL INDEX KEY: 0001022646
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 116 EAST INVERNESS DRIVE
STREET 2: SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 303-708-9740
MAIL ADDRESS:
STREET 1: 116 EAST INVERNESS DRIVE
STREET 2: SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-03-01
0
0001022646
ULTRA PETROLEUM CORP
UPLC
0001518277
Johnson C Bradley
C/O ULTRA PETROLEUM CORP.
116 INVERNESS DRIVE EAST, SUITE 400
ENGLEWOOD
CO
80112
1
1
0
0
President and CEO
Common Stock
2020-03-01
4
M
0
119904
A
1217412
D
Common Stock
2020-03-01
4
F
0
2975
0.0856
D
1214437
D
Restricted Stock Units
2020-03-01
4
M
0
119904
0
D
Common Stock
119904
2268212
D
Such time-based restricted stock units converted into common stock on a one-for-one basis.
On March 11, 2019, the Reporting Person was granted 359,712 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on March 1, 2020.
Following the transaction reported herein, 327,245 of such remaining restricted stock units are time-based and will vest, if at all, in two equal annual installments beginning on May 25, 2020. 239,808 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in two equal annual installments beginning on March 1, 2021. The time-based awards will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest.
(Continued from Footnote 3) 1,701,159 of such restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested.
/s/ Rex Griffin, as Attorney in Fact for C. Bradley Johnson
2020-03-03