0000902664-20-002157.txt : 20200519
0000902664-20-002157.hdr.sgml : 20200519
20200519165153
ACCESSION NUMBER: 0000902664-20-002157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200515
FILED AS OF DATE: 20200519
DATE AS OF CHANGE: 20200519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FIR TREE CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001056491
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33614
FILM NUMBER: 20894400
BUSINESS ADDRESS:
STREET 1: 55 WEST 46TH STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2123983500
MAIL ADDRESS:
STREET 1: 55 WEST 46TH STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: FIR TREE INC.
DATE OF NAME CHANGE: 20111129
FORMER NAME:
FORMER CONFORMED NAME: FIR TREE INC
DATE OF NAME CHANGE: 19990510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRA PETROLEUM CORP
CENTRAL INDEX KEY: 0001022646
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 116 EAST INVERNESS DRIVE
STREET 2: SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 303-708-9740
MAIL ADDRESS:
STREET 1: 116 EAST INVERNESS DRIVE
STREET 2: SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
ownership.xml
X0306
4
2020-05-15
0
0001022646
ULTRA PETROLEUM CORP
UPL
0001056491
FIR TREE CAPITAL MANAGEMENT LP
55 WEST 46TH STREET
29TH FLOOR
NEW YORK
NY
10036
0
0
1
0
Cash Settled Equity Swap
6.165
2020-05-15
4
J
1
1
D
2021-02-01
Common Shares
2894144
1
I
See footnote
The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.0123.
Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts.
/s/ Fir Tree Capital Management LP; By: Brian Meyer, its General Counsel
2020-05-19