0000902664-20-002157.txt : 20200519 0000902664-20-002157.hdr.sgml : 20200519 20200519165153 ACCESSION NUMBER: 0000902664-20-002157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200515 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIR TREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001056491 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33614 FILM NUMBER: 20894400 BUSINESS ADDRESS: STREET 1: 55 WEST 46TH STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123983500 MAIL ADDRESS: STREET 1: 55 WEST 46TH STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: FIR TREE INC. DATE OF NAME CHANGE: 20111129 FORMER NAME: FORMER CONFORMED NAME: FIR TREE INC DATE OF NAME CHANGE: 19990510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRA PETROLEUM CORP CENTRAL INDEX KEY: 0001022646 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-708-9740 MAIL ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 ownership.xml X0306 4 2020-05-15 0 0001022646 ULTRA PETROLEUM CORP UPL 0001056491 FIR TREE CAPITAL MANAGEMENT LP 55 WEST 46TH STREET 29TH FLOOR NEW YORK NY 10036 0 0 1 0 Cash Settled Equity Swap 6.165 2020-05-15 4 J 1 1 D 2021-02-01 Common Shares 2894144 1 I See footnote The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.0123. Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. /s/ Fir Tree Capital Management LP; By: Brian Meyer, its General Counsel 2020-05-19