0000899243-19-015110.txt : 20190529 0000899243-19-015110.hdr.sgml : 20190529 20190529204133 ACCESSION NUMBER: 0000899243-19-015110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190525 FILED AS OF DATE: 20190529 DATE AS OF CHANGE: 20190529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keeffe Michael J CENTRAL INDEX KEY: 0001555249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33614 FILM NUMBER: 19864023 MAIL ADDRESS: STREET 1: 400 N. SAM HOUSTON PARKWAY E. SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRA PETROLEUM CORP CENTRAL INDEX KEY: 0001022646 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-708-9740 MAIL ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-25 0 0001022646 ULTRA PETROLEUM CORP UPL 0001555249 Keeffe Michael J 116 INVERNESS DRIVE EAST #400 ENGLEWOOD CO 80112 1 0 0 0 Common Stock 2019-05-25 4 M 0 33144 A 73820 D Common Stock 2019-05-25 4 F 0 9777 0.391 D 64043 D Restricted Stock Units 2019-05-25 4 M 0 33144 0.00 D Common Stock 33144 367159 D Such time-based restricted stock units converted into common stock on a one-for-one basis. As compensation for service on the board of directors of the Company as an independent, outside director, the Reporting Person received an award of 198,864 time-based restricted stock units on June 8, 2018. Such restricted stock units were scheduled to vest, if at all, in three equal annual installments beginning on May 25, 2019. Following the transaction reported herein, 132,576 of such remaining restricted stock units will vest, if at all, in two equal annual installments beginning on May 25, 2020. 201,439 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, on March 1, 2020. The Reporting Person deferred the receipt of 33,144 of such restricted stock units until January 2, 2021. The awards will terminate and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the date any portion of the award is scheduled to vest. /s/ Rex Griffin, as Attorney in Fact for Michael J. Keeffe 2019-05-29