0000899243-19-015102.txt : 20190529 0000899243-19-015102.hdr.sgml : 20190529 20190529203417 ACCESSION NUMBER: 0000899243-19-015102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190525 FILED AS OF DATE: 20190529 DATE AS OF CHANGE: 20190529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson C Bradley CENTRAL INDEX KEY: 0001518277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33614 FILM NUMBER: 19864000 MAIL ADDRESS: STREET 1: 363 N. SAM HOUSTON PARKWAY E. SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRA PETROLEUM CORP CENTRAL INDEX KEY: 0001022646 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-708-9740 MAIL ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-25 0 0001022646 ULTRA PETROLEUM CORP UPL 0001518277 Johnson C Bradley 116 INVERNESS DRIVE EAST #400 ENGLEWOOD CO 80112 1 1 0 0 President, CEO and Director Common Stock 2019-05-25 4 M 0 163622 A 298962 D Common Stock 2019-05-25 4 F 0 47419 0.391 D 251543 D Restricted Stock Units 2019-05-25 4 M 0 163622 0.00 D Common Stock 163622 2388116 D Such time-based restricted stock units converted into common stock on a one-for-one basis. On March 11, 2019, the Reporting Person was granted 490,867 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on May 25, 2019. Following the transaction reported herein, 327,245 of such remaining restricted stock units are time-based and will vest, if at all, in two equal annual installments beginning on May 25, 2020. 359,712 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in three equal annual installments beginning on March 1, 2020. The time-based awards will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. (Continued from Footnote 3) 1,701,159 of the restricted stock units set forth in box 9 of this Form 4 are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. /s/ Rex Griffin, as Attorney in Fact for C. Bradley Johnson 2019-05-29