-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BfQ7I/EhD2DvdU7u0dutPbhDeVukXHhxbvQ35r58Neu76+zD1GMM7F0lLLStGlEe vpGZz8E67A/l1uvf4INl8w== 0000950116-98-000351.txt : 19980218 0000950116-98-000351.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950116-98-000351 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NCO GROUP INC CENTRAL INDEX KEY: 0001022608 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 232858652 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48879 FILM NUMBER: 98540026 BUSINESS ADDRESS: STREET 1: 515 PENNSYLVANIA AVE CITY: FT WASHINGTON STATE: PA ZIP: 19422 BUSINESS PHONE: 2157939300 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARRIST MICHAEL J CENTRAL INDEX KEY: 0001032181 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O NCO GROUP INC STREET 2: 501 PENN AVE CITY: FT WASHINGTON STATE: PA ZIP: 19034 BUSINESS PHONE: 6108321440 MAIL ADDRESS: STREET 1: C/O NCO GROUP INC STREET 2: 1740 WALTON ROAD CITY: BLUE BELL STATE: PA ZIP: 19422-0987 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Act of 1934 NCO Group, Inc. ---------------- (Name of Issuer) Common Stock, no par value --------------------------- (Title of Class of Securities) 628858102 ----------- (CUSIP Number) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages - ------------------------------- ----------------------------- CUSIP NO. 628858102 13G Page 2 of 4 Pages --------------- - ------------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON Michael J. Barrist - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] Not Applicable - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,638,071 (See Item 4) NUMBER OF SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 77,119 (See Item 4) REPORTING PERSON ---------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 2,344,783 (See Item 4) ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 77,119 (See Item 4) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,715,190 (See Item 4) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES See Item 4 [X] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.4% (See Item 4) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 Pages Item 1(a) Name of Issuer: ---------------- NCO Group, Inc. (the "Corporation") Item 1(b) Address of Issuer's Principal Executive Offices: ------------------------------------------------- 515 Pennsylvania Avenue Fort Washington, PA 19034 Item 2(a) Name of Person Filing: ----------------------- Michael J. Barrist Item 2(b) Address of Principal Business Office: -------------------------------------- NCO Group, Inc. 515 Pennsylvania Avenue Fort Washington, PA 19034 Item 2(c) Citizenship: ------------- United States Item 2(d) Title of Class of Securities: ------------------------------ Common stock, no par value Item 2(e) CUSIP Number: 628858102 -------------- Item 3 Not Applicable Item 4 Ownership: ----------- (a) Amount Beneficially Owned: 2,715,190(1) (b) Percent of Class: 20.4%(2) - ---------------------------- (1)Includes: (i) 293,288 shares of Common Stock owned by Annette Barrist which Michael J. Barrist has the sole right to vote pursuant to an irrevocable proxy (the "Proxy Shares"); and (ii) 77,119 shares held in trusts for the benefit of members of Annette Barrist's or Michael Barrist's family for which Michael J. Barrist is a co-trustee (the "Trust Shares"). Excludes 179,160 shares held in trust for the benefit of Michael J. Barrist's child, as to which Michael J. Barrist disclaims beneficial ownership. Annette Barrist is the mother of Michael J. Barrist. (2) Based on 13,291,727 shares outstanding as of 12/31/97. (c) Number of Shares as to which such person has (i) sole power to vote/direct the vote: 2,638,071(3) (ii) shared power to vote/direct the vote: 77,119(4) (iii) sole power to dispose/direct the disposition of: 2,344,783(5) (iv) shared power to dispose/direct the disposition of: 77,119(6) Item 5 Ownership of Five Percent or Less of a Class: Not Applicable. Item 6 Ownership of More Than Five Percent on Behalf of Another Person: Annette Barrist has the sole power to dispose or direct the disposition of 293,288 Shares, which Michael J. Barrist has the sole power to vote or direct the vote of pursuant to an irrevocable proxy. (See Item 4) Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8 Identification and Classification of Members of the Group: Not Applicable. Item 9 Notice of Dissolution of Group: Not Applicable. Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: 2/13/98 /s/ Michael J. Barrist --------------------- -------------------------------- Michael J. Barrist - -------------------------- (3)Includes all shares shown as beneficially owned in Item 4(a) except the Trust Shares. (4)Includes only the Trust Shares. (5)Includes all shares shown as beneficially owned in Item 4(a) except the Proxy Shares and the Trust Shares. (6)Includes only the Trust Shares. Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----