-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B/IVlysGFaT96++IyGf6XsrPkpso3LPJoJrfSk/c3Zktdp+59pp+pWjFUn6lAHBn j1Y748F/Enoz++1Mjl1cFg== 0000950116-97-000220.txt : 19970221 0000950116-97-000220.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950116-97-000220 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970210 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NCO GROUP INC CENTRAL INDEX KEY: 0001022608 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 232858652 STATE OF INCORPORATION: PA FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48879 FILM NUMBER: 97523011 BUSINESS ADDRESS: STREET 1: 1740 WALTON ROAD CITY: BLUE BELL STATE: PA ZIP: 19422-0987 BUSINESS PHONE: 6108321440 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GINDIN JOSHUA CENTRAL INDEX KEY: 0001032182 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O NCO GROUP INC STREET 2: 1740 WALTON ROAD CITY: BLUE BELL STATE: PA ZIP: 19422-0987 BUSINESS PHONE: 6108321440 MAIL ADDRESS: STREET 1: C/O NCO GROUP INC STREET 2: 1740 WALTON ROAD CITY: BLUE BELL STATE: PA ZIP: 19422-0987 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Act of 1934 NCO Group, Inc. ---------------- (Name of Issuer) Common Stock, no par value ---------------------------- (Title of Class of Securities) 628858102 ---------- (CUSIP Number) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages - ----------------------------- ------------------------ CUSIP NO. 628858102 13G Page 2 of 4 Pages ------------- - ----------------------------- ------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON Joshua Gindin - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] Not Applicable - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 144,213 (See Item 4) NUMBER OF ---------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 200,710 (See Item 4) EACH ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 144,213 (See Item 4) ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 200,710 (See Item 4) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 344,923 (See Item 4) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% (See Item 4) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 Pages Item 1(a) Name of Issuer: NCO Group, Inc. (the "Corporation") Item 1(b) Address of Issuer's Principal Executive Offices: 1740 Walton Road Blue Bell, PA 19422-0987 Item 2(a) Name of Person Filing: Joshua Gindin Item 2(b) Address of Principal Business Office: Kessler & Gindin 230 S. Broad Street, 20th Floor Philadelphia, PA 19102 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common stock, no par value Item 2(e) CUSIP Number: 628858102 Item 3 Not Applicable Item 4 Ownership: (a) Amount Beneficially Owned: 344,923(1) (b) Percent of Class: 5.1% - ------------------------------------ (1)Includes: (i) 140,518 shares held in trust for the benefit of Michael J. Barrist's child for which Mr. Gindin is a co-trustee; (ii) 60,192 shares held in trust for the benefit of Annette Barrist's family for which Mr. Gindin is a co-trustee (the trusts referred to in (i) and (ii) collectively, the "Barrist Trusts"); (iii) 140,518 shares held in trust for the benefit of Charles C. Piola's children for which Mr. Gindin is trustee; and (iv) 3,695 shares issuable upon the exercise of options which are exercisable within 60 days of February 14, 1997. Page 3 of 4 Pages (c) Number of shares as to which such person has (i) sole power to vote/direct the vote: 144,213(2) (ii) shared power to vote/direct the vote: 200,710(3) (iii) sole Power to dispose/direct the disposition of: 144,213(2) (iv) shared power to dispose/direct the disposition of: 200,710(3) Item 5 Ownership of Five Percent or Less of a Class: Not Applicable. Item 6 Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8 Identification and Classification of Members of the Group: Not Applicable. Item 9 Notice of Dissolution of Group: Not Applicable. Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: 1/28/97 /s/ Joshua Gindin ----------------------- ----------------------------------- Joshua Gindin - ---------------------- (2)Includes all the shares shown as beneficially owned in Item 4(a) except the shares held under the Barrist Trusts. (3)Includes only the shares held under the Barrist Trusts. Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----