-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TLWsf2HY8rX0fWc3eRAcD9d29uRc1+qtSanh8WymZErZ8+GxLKigPtAjxw75BxSe 8AzzF3bA0vw2NRl6jbW15w== 0001019056-99-000131.txt : 19990311 0001019056-99-000131.hdr.sgml : 19990311 ACCESSION NUMBER: 0001019056-99-000131 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990310 GROUP MEMBERS: ANSCHUTZ CO GROUP MEMBERS: ANSCHUTZ COMPANY GROUP MEMBERS: INTERWEST GROUP, INC. GROUP MEMBERS: PHILIP F. ANSCHUTZ SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNET COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000841693 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 841095516 STATE OF INCORPORATION: CO FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-41955 FILM NUMBER: 99561758 BUSINESS ADDRESS: STREET 1: 7100 E BELLEVIEW AVE STE 201 CITY: ENGLEWOOD STATE: CO ZIP: 80202 BUSINESS PHONE: 3037707600 FORMER COMPANY: FORMER CONFORMED NAME: WELLINGTON EQUITIES INC DATE OF NAME CHANGE: 19900319 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANSCHUTZ CO CENTRAL INDEX KEY: 0001022325 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 841179412 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 555 SEVENTEENTH STREET STREET 2: SUITE CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032981000 MAIL ADDRESS: STREET 1: 555 SEVENTEENTH STREET STREET 2: SUITE 2400 CITY: DENVER STATE: CO ZIP: 80202 SC 13D/A 1 SCHEDULE 13D/A SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* INTERNET COMMUNICATIONS CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 46057T408 - -------------------------------------------------------------------------------- (CUSIP Number) Cannon Y. Harvey Thomas A. Richardson, Esq. The Anschutz Corporation Holme Roberts & Owen LLP 555 Seventeenth Street, Suite 2400 1700 Lincoln Street, Suite 4100 Denver, CO 80202 Denver, CO 80203 (303) 298-1000 (303) 861-7000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 30, 1998 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. / / Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 46057T408 - -------------------------------------------------------------------------------- 1 Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Interwest Group, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds WC - -------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Colorado - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares 0 Beneficially ------------------------------------ Owned by 8 Shared Voting Power Each Reporting 5,195,790** Person With ------------------------------------ 9 Sole Dispositive Power 0 ------------------------------------ 10 Shared Dispositive Power 5,195,790** ------------------------------------ - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 5,195,790** - -------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 65.7%** - -------------------------------------------------------------------------------- 14 Type of Reporting Person CO - -------------------------------------------------------------------------------- ** The reporting persons have a right to acquire 2,222,222 and 63,158 shares, as described in Item 5 herein. The stated number of shares and aggregate amount beneficially owned by each reporting person assumes the acquisition of these shares. Likewise, the total number of shares outstanding, used to calculate the stated percentage of class ownership, assumes these shares are outstanding. 2 CUSIP Number: 46057T408 - -------------------------------------------------------------------------------- 1 Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Anschutz Company - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds WC - -------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares 0 Beneficially ------------------------------------ Owned by 8 Shared Voting Power Each Reporting 5,195,790** Person With ------------------------------------ 9 Sole Dispositive Power 0 ------------------------------------ 10 Shared Dispositive Power 5,195,790** ------------------------------------ - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 5,195,790** - -------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 65.7%** - -------------------------------------------------------------------------------- 14 Type of Reporting Person CO - -------------------------------------------------------------------------------- ** The reporting persons have a right to acquire 2,222,222 and 63,158 shares, as described in Item 5 herein. The stated number of shares and aggregate amount beneficially owned by each reporting person assumes the acquisition of these shares. Likewise, the total number of shares outstanding, used to calculate the stated percentage of class ownership, assumes these shares are outstanding. 3 CUSIP Number: 46057T408 - -------------------------------------------------------------------------------- 1 Names of Reporting Persons (entities only) I.R.S. Identification Nos. of Above Person Philip F. Anschutz - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a)/X/ (b)/ / - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds WC - -------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares 0 Beneficially ------------------------------------ Owned by 8 Shared Voting Power Each Reporting 5,195,790** Person With ------------------------------------ 9 Sole Dispositive Power 0 ------------------------------------ 10 Shared Dispositive Power 5,195,790** ------------------------------------ - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 5,195,790** - -------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 65.7%** - -------------------------------------------------------------------------------- 14 Type of Reporting Person IN - -------------------------------------------------------------------------------- ** The reporting persons have a right to acquire 2,222,222 and 63,158 shares, as described in Item 5 herein. The stated number of shares and aggregate amount beneficially owned by each reporting person assumes the acquisition of these shares. Likewise, the total number of shares outstanding, used to calculate the stated percentage of class ownership, assumes these shares are outstanding. 4 This Amendment No. 4 to the Schedule 13D filed on September 27, 1996, by Interwest Group, Inc. ("Group"), Anschutz Company ("AC") and Philip F. Anschutz ("Anschutz"), as amended by Amendment No. 1 to the Schedule 13D filed on January 9, 1997, as amended by Amendment No. 2 to the Schedule 13D filed on April 3, 1997, and as further amended by Amendment No. 3 to the Schedule 13D filed on June 10, 1998, (such Schedule 13D, as amended, the "Schedule 13D") relates to shares of Common Stock, no par value per share, of Internet Communications Corporation (the "Company") ("Common Stock") and amends Items 4 and 5 of the Schedule 13D. Unless otherwise indicated, all capitalized terms used but not defined herein shall have the same meaning as set forth in the Schedule 13D. ITEM 4. PURPOSE OF TRANSACTION The information previously furnished in response to this Item is amended to add the following: On December 30, 1998, Group purchased 50,000 shares of Convertible Preferred Stock from the Company at a price of $100.00 per share. The shares of Convertible Preferred Stock are convertible into 2,222,222 shares of Common Stock at an exercise price of $2.25 per share of Common Stock. The Convertible Loan described in Amendment No. 3 to this Schedule 13D was extinguished by the consideration paid to Company for the Convertible Preferred Stock. On February 1, 1999, Group purchased 100,000 shares of Common Stock in a private transaction at a price of $3.00 per share. The purposes of the transactions were for Group to acquire additional securities of the Company and for Company to gain additional working capital. 5 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The information previously furnished in response to this Item is amended to read as follows: As of the date hereof, Group may be deemed to be the direct beneficial owner and AC and Anschutz may be deemed to be indirect beneficial owners of 2,910,410 shares of Common Stock, exclusive of shares that the reporting persons have a right to acquire. Group, Anschutz, and AC have shared power to vote or direct the vote and shared power to dispose or direct the disposition of such shares. Based upon the number of shares of Common Stock that were issued and outstanding on March 4, 1999, exclusive of shares that the reporting persons have a right to acquire, such number of shares of Common Stock is equal to approximately 51.8% of the number of shares of Common Stock then outstanding. Including the 2,222,222 shares of Common Stock which Group has a right to acquire pursuant to the shares of Convertible Preferred Stock referred to Item 4 above ("Conversion Shares") and including the 63,158 Warrant Shares referred to in Amendment No. 2 to this Schedule 13D, as of the date hereof, Group may be deemed to be the direct beneficial owner and AC and Anschutz may be deemed to be indirect beneficial owners of 5,195,790 shares of Common Stock. Group, Anschutz, and AC have shared power to vote or direct the vote and shared power to dispose or direct the disposition of such shares. Based upon the number of shares of Common Stock that were issued and outstanding on March 4, 1999, after giving effect to the issuance of the Warrant Shares and Conversion Shares, such number of shares of Common Stock is equal to approximately 65.7% of the number of shares of Common Stock then outstanding. All transactions in Common Stock effected by Group, Anschutz, and AC since the filing of Amendment No. 3 to the Schedule 13D are described in Item 4 above. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Group, TAC, and AC incorporate by reference the Securities Purchase Agreement entered into by Group and the Company on December 30, 1998, previously filed with the Securities and Exchange Commission on January 27, 1999, as Appendix A to the Definitive Proxy Statement filed that date by Company. 6 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. INTERWEST GROUP, INC. By: /s/ THOMAS G. KUNDERT March 9, 1999 ----------------------------------- -------------------------- Thomas G. Kundert Date Treasurer 7 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ANSCHUTZ COMPANY By: Philip F. Anschutz Chairman By: /s/ THOMAS A. RICHARDSON March 9, 1999 ------------------------------- -------------------------- Thomas A. Richardson*** Date Attorney-in-fact *** Philip F. Anschutz executed a power of attorney that authorizes Thomas A. Richardson to sign this Amendment No. 4 to the Schedule 13D on his behalf as an individual and on his behalf as Chairman of Anschutz Company. A copy of the power of attorney was previously filed with the Securities and Exchange Commission as an Exhibit to a Form 4 filed on November 9, 1998, and is hereby incorporated by reference into this Amendment No. 4 to the Schedule 13D. 8 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. PHILIP F. ANSCHUTZ By: /s/ THOMAS A. RICHARDSON March 9, 1999 --------------------------------------- -------------------------- Thomas A. Richardson*** Date Attorney-in-fact *** Philip F. Anschutz executed a power of attorney that authorizes Thomas A. Richardson to sign this Amendment No. 4 to the Schedule 13D on his behalf as an individual and on his behalf as Chairman of Anschutz Company. A copy of the power of attorney was previously filed with the Securities and Exchange Commission as an Exhibit to a Form 4 filed on November 9, 1998, and is hereby incorporated by reference into this Amendment No. 4 to the Schedule 13D. 9 -----END PRIVACY-ENHANCED MESSAGE-----