0001415199-21-000002.txt : 20210122 0001415199-21-000002.hdr.sgml : 20210122 20210122133605 ACCESSION NUMBER: 0001415199-21-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210122 DATE AS OF CHANGE: 20210122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWEITZER JEFFREY M CENTRAL INDEX KEY: 0001415199 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07617 FILM NUMBER: 21545301 BUSINESS ADDRESS: STREET 1: 14 NORTH MAIN STREET STREET 2: PO BOX 197 CITY: SOUDERTON STATE: PA ZIP: 18964 BUSINESS PHONE: 215-721-2446 MAIL ADDRESS: STREET 1: 14 NORTH MAIN STREET STREET 2: PO BOX 197 CITY: SOUDERTON STATE: PA ZIP: 18964 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVEST FINANCIAL Corp CENTRAL INDEX KEY: 0000102212 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 231886144 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14 NORTH MAIN STREET STREET 2: PO BOX 197 CITY: SOUDERTON STATE: PA ZIP: 18964 BUSINESS PHONE: 2157212400 MAIL ADDRESS: STREET 1: 14 NORTH MAIN STREET STREET 2: PO BOX 197 CITY: SOUDERTON STATE: PA ZIP: 18964 FORMER COMPANY: FORMER CONFORMED NAME: UNIVEST CORP OF PENNSYLVANIA DATE OF NAME CHANGE: 19920703 5 1 wf-form5_161134055127872.xml FORM 5 X0306 5 2020-12-31 0 0 0 0000102212 UNIVEST FINANCIAL Corp UVSP 0001415199 SCHWEITZER JEFFREY M 14 NORTH MAIN STREET PO BOX 197 SOUDERTON PA 18964 1 1 0 0 President & CEO Common 53339.766 D Stock Options (Right to Buy) 18.78 2016-01-31 2024-01-31 Common 955.0 955 D Stock Options (Right to Buy) 18.52 2017-01-31 2025-01-31 Common 9000.0 9000 D Stock Options (Right to Buy) 19.68 2017-01-31 2026-01-31 Common 13622.0 13622 D Stock Options (Right to Buy) 28.15 2018-01-31 2027-01-31 Common 12277.0 12277 D Stock Options (Right to Buy) 28.5 2019-03-15 2028-03-15 Common 13933.0 13933 D Restricted Stock Units 2020-03-15 2022-03-15 Common 2442.0 2442 D Restricted Stock Units 2021-03-15 2023-03-15 Common 6069.0 6069 D Performance Restricted Stock Units 2022-03-15 2022-03-15 Common 8545.0 8545 D Performance Restricted Stock Units 2023-03-15 2023-03-15 Common 14161.0 14161 D INCLUDES 16,131.7660 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. INCLUDES 7,368 PERFORMANCE-BASED RESTRICTED SHARES SUBJECT TO VESTING ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED. EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. Megan D. Santana 2021-01-22