13F-HR 1 unbk3q01.txt UNIVEST PA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/28/2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Union Bank of California, N.A. Address: 400 California Street MC 1-475-12 San Francisco, CA 91104 13F File Number: 28-04661 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Lynn S. Iwaki Title: Vice President Phone: 415-296-6569 Signature, Place, and Date of Signing: /s/ Lynn S. Iwaki San Francisco, CA October 11, 2001 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ X] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-04665 UnionBanCal Corporation I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934.