8-K/A 1 dgx0401198-ka.htm 8-K/A Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 

FORM 8-K/A
(Amendment No. 1)
 

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): April 1, 2019

 
Quest Diagnostics Incorporated
(Exact Name of Registrant as Specified in Its Charter)
 

Delaware
(State or other jurisdiction of incorporation)

001-12215
 
16-1387862
(Commission File Number)
 
(I.R.S. Employer Identification No.)
 
 
 
500 Plaza Drive
Secaucus, NJ
 
07094
(Address of principal executive offices)
 
(Zip Code)
 
 
 
(973) 520-2700
(Registrant's telephone number, including area code)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Securities registered pursuant to Section 12(b) of the Act
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Common Stock, $0.01 Par Value
DGX
New York Stock Exchange





Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

As previously reported by Quest Diagnostics Incorporated (the “Company”) on a Current Report on Form 8-K filed with the Securities and Exchange Commission on April 1, 2019 (the “Initial Form 8-K”), the Company announced that Michael J. Deppe was elected Vice President, Corporate Controller and Chief Accounting Officer of the Company and the Company’s principal accounting officer.  This Current Report on Form 8-K/A is being filed, pursuant to Instruction 2 to Item 5.02 of Form 8-K, as an amendment to the Initial Form 8-K to add information related to equity awards that Mr. Deppe received in his position that were not determined at the time of the filing of the Initial Form 8-K.  Except as stated below, this Current Report on Form 8-K/A does not amend or update any of the other information contained in the Initial Form 8-K.

In connection with his election as Vice President, Corporate Controller and Chief Accounting Officer of the Company and the Company’s principal accounting officer, Mr. Deppe received an equity award consisting of 608 options, 52 restricted stock units and 103 performance shares. The equity award will generally have the same terms as the Company’s annual equity awards issued in February 2019.

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

May 17, 2019

QUEST DIAGNOSTICS INCORPORATED


By:    /s/ William J. O’Shaughnessy, Jr.
William J. O’Shaughnessy, Jr.
Deputy General Counsel and Secretary