10-K/A 1 ctt10k2007amend1.txt COMPETITIVE TECHNOLOGIES, INC. AMENDMENT 1 TO FORM 10-K FOR THE YEAR ENDED JULY 31, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT 1 TO FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JULY 31, 2007 Commission file number 1-8696 /X\ /XXXXX\ /XX------ /XXX---- COMPETITIVE XXX---- TECHNOLOGIES \XXX---- Unlocking the Potential of Innovation (R) \XX------ \XXXXX/ Technology Transfer & Licensing Services \X/ COMPETITIVE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) www.competitivetech.net Registrant's telephone number, including area code: (203) 368-6044 Delaware 36-2664428 -------- ---------- (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange on which Registered ----------------------------- ------------------------------------------- Common Stock ($.01 par value) American Stock Exchange Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. [x]Yes [ ]No Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of "accelerated filer and large accelerated filer" in Rule 12b-2 of the Exchange Act. Large accelerated filer [ ] Accelerated filer [ ] Non-accelerated filer [X] The aggregate market value of the common equity held by non-affiliates of the registrant as of January 31, 2007 (the last business day of the registrant's most recently completed second fiscal quarter) was $18,746,515 The number of shares of the registrant's common stock outstanding as of October 18, 2007, was 8,107,380 shares. American Stock Exchange Listed CTT Page 1 The Company's Form 10-K for the Fiscal Year ended July 31, 2007 is hereby Amended by replacing the Signature Page, page 83, with the following page. 2 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. COMPETITIVE TECHNOLOGIES, INC. (the registrant) By /s/ John B. Nano ----------------- John B. Nano Chairman, President and Chief Executive Officer, Interim Chief Financial Officer, Director and Authorized Signer Date: October 29, 2007 Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. Name Title ) Date ---------------------------- -------------------- ) ---------------- ) /s/ Joel M. Evans, M.D. Director ) ---------------------------- ) Joel M. Evans, M.D. ) ) ) /s/ Richard D. Hornidge, Jr. Director ) ---------------------------- ) Richard D. Hornidge, Jr. ) ) ) /s/ Rustin Howard Director ) ---------------------------- ) Rustin Howard ) ) ) Chairman, President, ) October 29, 2007 Chief Executive ) Officer, Interim ) Chief Financial Officer ) and Director ) /s/ John B. Nano ) ---------------------------- ) John B. Nano ) ) ) /s/ William L. Reali Director ) ---------------------------- ) William L. Reali ) ) ) /s/ Ralph S. Torello Director ) ---------------------------- ) Ralph S. Torello ) ) 83