-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HkMcRB3ix5SpcPYqJ6YZkYsqKhBrg9O5PQH5oJo53qreKcSHRLF/CY9NUpHijoP4 hZA0SPjfXk/5MNq4w2MmfQ== 0001194717-03-000003.txt : 20031219 0001194717-03-000003.hdr.sgml : 20031219 20031219183221 ACCESSION NUMBER: 0001194717-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031219 FILED AS OF DATE: 20031219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILIPPIN CHARLES J CENTRAL INDEX KEY: 0001194717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08696 FILM NUMBER: 031066210 MAIL ADDRESS: STREET 1: 1960 BRONSON RD CITY: FAIRFIELD STATE: CT ZIP: 06824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPETITIVE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000102198 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 362664428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1960 BRONSON ROAD STREET 2: BUILDING 1 CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: 2032556044 MAIL ADDRESS: STREET 1: 1960 BRONSON ROAD STREET 2: BUILDING 1 CITY: FAIRFIELD STATE: CT ZIP: 06824 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSITY PATENTS INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-19 0 0000102198 COMPETITIVE TECHNOLOGIES INC CTT 0001194717 PHILIPPIN CHARLES J 1960 BRONSON RD FAIRFIELD CT 06824 1 0 0 0 Common Stock 2003-12-19 4 P 0 5000 2.04 A 39269 D Common Stock 2003-12-19 4 P 0 2500 2.13 A 41769 D Option - Right to Buy 8.375 2000-01-27 4 J 0 10000 0 A 2000-01-27 2010-01-27 Common Stock 10000 10000 D Option - Right to Buy 6.5 2001-01-02 4 J 0 10000 0 A 2001-01-02 2011-01-02 Common Stock 10000 10000 D Option - Right to Buy 6.5 2002-01-02 4 J 0 10000 0 A 2002-01-02 2012-01-02 Common Stock 10000 10000 D Option - Right to Buy 2.14 2003-01-02 4 J 0 10000 0 A 2003-01-02 2013-01-02 Common Stock 10000 10000 D Reporting holdings Jeanne Wendschuh (attorney in fact for Charles J. Philippin) 2003-12-19 -----END PRIVACY-ENHANCED MESSAGE-----