0001144204-14-042217.txt : 20140710 0001144204-14-042217.hdr.sgml : 20140710 20140710103520 ACCESSION NUMBER: 0001144204-14-042217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140710 DATE AS OF CHANGE: 20140710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPETITIVE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000102198 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 362664428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1375 KINGS HIGHWAY EAST CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: (203) 368-6044 MAIL ADDRESS: STREET 1: 1375 KINGS HIGHWAY EAST CITY: FAIRFIELD STATE: CT ZIP: 06824 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSITY PATENTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan Peter F CENTRAL INDEX KEY: 0001501353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08696 FILM NUMBER: 14968526 MAIL ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v383223_form4.xml FORM 4 X0306 4 2014-01-02 0 0000102198 COMPETITIVE TECHNOLOGIES INC CTTC 0001501353 Brennan Peter F 1375 KINGS HIGHWAY EAST FAIRFIELD CT 06824 1 0 1 0 Common Stock 2014-01-31 4 A 0 2500 0 A 1360386 D Options .32 2014-01-02 4 A 0 10000 0 A 2014-01-02 2019-01-02 Common stock, par value $0.01 per share 10000 2409981 D Peter Brennan is the beneficial owner of Damel Diversified LP, Damel Partners LP, Lisl Brennan Family Trust 2005, and Peter Brennan. Including the 30,000 stock options and the right to acquire an additional 2,379,981 shares upon conversion of $2,498,980 of convertible debt. /s/ Peter Brennan 2014-07-10